Home/Filings/4/0001437749-12-010142
4//SEC Filing

CIACCIA LARRY 4

Accession 0001437749-12-010142

CIK 0001138830other

Filed

Oct 8, 8:00 PM ET

Accepted

Oct 9, 10:20 AM ET

Size

39.5 KB

Accession

0001437749-12-010142

Insider Transaction Report

Form 4
Period: 2012-10-04
CIACCIA LARRY
President
Transactions
  • Disposition to Issuer

    Common Stock

    2012-10-04$8.00/sh170,682$1,365,4560 total
  • Disposition to Issuer

    Stock Option

    2012-10-04$6.16/sh15,000$92,4000 total
    Exercise: $1.84Exp: 2019-01-02Common Stock (15,000 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-04$7.40/sh47,329$350,2350 total
    Exercise: $0.60Exp: 2015-02-24Common Stock (47,329 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-04$2.00/sh15,691$31,3820 total
    Exercise: $6.00Exp: 2017-02-21Common Stock (15,691 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-04$0.69/sh15,000$10,3500 total
    Exercise: $7.31Exp: 2018-08-01Common Stock (15,000 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-04$6.48/sh15,000$97,2000 total
    Exercise: $1.52Exp: 2019-04-01Common Stock (15,000 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-04$6.48/sh39,828$258,0850 total
    Exercise: $1.52Exp: 2019-04-01Common Stock (39,828 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-04$5.44/sh50,000$272,0000 total
    Exercise: $2.56Exp: 2021-08-01Common Stock (50,000 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-049,1920 total
    Exercise: $1.52Exp: 2019-04-01Common Stock (9,192 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-04$5.79/sh15,000$86,8500 total
    Exercise: $2.21Exp: 2018-10-01Common Stock (15,000 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-04$6.48/sh9,500$61,5600 total
    Exercise: $1.52Exp: 2019-04-01Common Stock (9,500 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-04$6.12/sh62,500$382,5000 total
    Exercise: $1.88Exp: 2020-08-02Common Stock (62,500 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-04$6.29/sh62,500$393,1250 total
    Exercise: $1.71Exp: 2020-10-01Common Stock (62,500 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-04150,0000 total
    Exercise: $2.56Exp: 2021-08-01Common Stock (150,000 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-044,2500 total
    Exercise: $9.78Exp: 2018-03-03Common Stock (4,250 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-0462,5000 total
    Exercise: $1.88Exp: 2020-08-02Common Stock (62,500 underlying)
  • Disposition to Issuer

    Stock Option

    2012-10-0462,5000 total
    Exercise: $1.71Exp: 2020-10-01Common Stock (62,500 underlying)
Footnotes (16)
  • [F1]Each share was cancelled pursuant to a merger agreement between the issuer and Apple Inc. in exchange for a cash payment equal to the per share merger consideration ($8.00).
  • [F10]Stock options vest 25% on April 1, 2010, with the remaining vesting in equal quarterly installments over a three-year period.
  • [F11]Stock options vest 25% on August 2, 2011, with the remaining vesting in equal quarterly installments over a three-year period.
  • [F12]Stock options vest 25% on August 3, 2011, with the remaining vesting in equal quarterly installments over a three-year period.
  • [F13]Stock options vest 25% on August 1, 2012, with the remaining vesting in equal quarterly installments over a three-year period.
  • [F14]Each vested option was cancelled pursuant to a merger agreement between the issuer and Apple Inc. in exchange for a cash payment equal to the excess, if any, of the per share merger consideration ($8.00) over the exercise price of the option.
  • [F15]Each option with an exercise price greater than the per share merger consideration ($8.00) was cancelled for no consideration.
  • [F16]Each unvested option was assumed by Apple in the merger and replaced with an option to purchase 0.012 shares of Apple, with a corresponding adjustment to the exercise price.
  • [F2]Stock options vest 25% on March 21, 2007, with the remaining vesting in equal quarterly installments over a three-year period.
  • [F3]Stock options vest 25% on February 21, 2008, with the remaining vesting in equal quarterly installments over a three-year period.
  • [F4]Stock options vest 25% on February 12, 2009, with the remaining vesting in equal quarterly installments over a three-year period.
  • [F5]Stock options vest 25% on August 1, 2009, with the remaining vesting in equal quarterly installments over a three-year period.
  • [F6]Stock options vest 25% on August 1, 2009, with the remaining vesting in equal quarterly installments over a three-year period.
  • [F7]Stock options vest 25% on August 1, 2009, with the remaining vesting in equal quarterly installments over a three-year period.
  • [F8]Stock options vest 25% on April 1, 2010, with the remaining vesting in equal quarterly installments over a three-year period.
  • [F9]Stock options vest 25% on August 1, 2009, with the remaining vesting in equal quarterly installments over a three-year period.

Issuer

AUTHENTEC INC

CIK 0001138830

Entity typeother

Related Parties

1
  • filerCIK 0001225191

Filing Metadata

Form type
4
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 10:20 AM ET
Size
39.5 KB