Home/Filings/4/0001437749-13-000030
4//SEC Filing

PLUSH MARK J 4

Accession 0001437749-13-000030

CIK 0000924168other

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 3:47 PM ET

Size

7.1 KB

Accession

0001437749-13-000030

Insider Transaction Report

Form 4
Period: 2012-12-31
PLUSH MARK J
Chief Financial Officer and VP
Transactions
  • Award

    Common Stock

    2012-12-31$0.13/sh+19,796$2,62519,796 total
Holdings
  • Warrants to purchase Common Stock

    Exercise: $0.01From: 2011-09-10Exp: 2016-08-11Common Stock (125,000 underlying)
    325,000
  • Stock option

    Exercise: $0.54From: 2012-07-07Exp: 2021-07-07Common Stock (200,000 underlying)
    200,000
Footnotes (2)
  • [F1]Acquired through the 1994 Employee Stock Purchase Plan
  • [F2]Twenty-five percent is exercisable on the date shown, and the remaining 75% becomes exercisable monthly in equal amounts over the following 36 months.

Issuer

ENERGY FOCUS, INC/DE

CIK 0000924168

Entity typeother

Related Parties

1
  • filerCIK 0001198942

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 3:47 PM ET
Size
7.1 KB