PLUSH MARK J 4
4 · ENERGY FOCUS, INC/DE · Filed Jan 2, 2013
Insider Transaction Report
Form 4
PLUSH MARK J
Chief Financial Officer and VP
Transactions
- Award
Common Stock
2012-12-31$0.13/sh+19,796$2,625→ 19,796 total
Holdings
- 325,000
Warrants to purchase Common Stock
Exercise: $0.01From: 2011-09-10Exp: 2016-08-11→ Common Stock (125,000 underlying) - 200,000
Stock option
Exercise: $0.54From: 2012-07-07Exp: 2021-07-07→ Common Stock (200,000 underlying)
Footnotes (2)
- [F1]Acquired through the 1994 Employee Stock Purchase Plan
- [F2]Twenty-five percent is exercisable on the date shown, and the remaining 75% becomes exercisable monthly in equal amounts over the following 36 months.