4//SEC Filing
KAVESKI JOSEPH G. 4
Accession 0001437749-13-002071
CIK 0000924168other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 4:49 PM ET
Size
13.3 KB
Accession
0001437749-13-002071
Insider Transaction Report
Form 4
KAVESKI JOSEPH G.
DirectorChief Executive Officer
Transactions
- Award
Stock Option
2013-02-26+140,000→ 590,000 totalExercise: $0.23From: 2014-03-31Exp: 2023-02-26→ Common Stock (140,000 underlying)
Holdings
- 200,000
Stock Option
Exercise: $1.37From: 2012-11-24Exp: 2018-11-24→ Common Stock (100,000 underlying) - 450,000
Stock Option
Exercise: $1.07From: 2012-01-18Exp: 2021-01-18→ Common Stock (150,000 underlying) - 55,931
Restricted Stock
- 76,174
Common Stock
- 100,000
Stock Option
Exercise: $2.00From: 2012-05-06Exp: 2018-05-06→ Common Stock (100,000 underlying) - 300,000
Stock Option
Exercise: $0.64From: 2010-12-31Exp: 2019-12-31→ Common Stock (100,000 underlying)
Footnotes (5)
- [F1]See Remarks section
- [F2]25% are exercisable on the date shown, which is the first anniversary following the grant date. The remaining 75% is exercisable in equal monthly installments over the following 36 months.
- [F3]Options EARNED will vest as follows: 1/3rd on March 31, 2014, and the remaining 2/3rd's monthly over the following 24 months ending March 31, 2016.
- [F4]25% of target granted options are earned if 2013 revenues meet or exceed 85% of budget, and/or 75% of target granted options are earned if 2013 EBITDA meet or exceed 85% of budget.
- [F5]Date applies to options EARNED. If the options granted are not EARNED, the option grants are terminated.
Documents
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeother
Related Parties
1- filerCIK 0001435314
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 4:49 PM ET
- Size
- 13.3 KB