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4//SEC Filing

Jenkins Barry J. 4

Accession 0001437749-13-002480

CIK 0001417663other

View on SEC.gov Company Profile

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 4:34 PM ET

Size

14.8 KB

Accession

0001437749-13-002480

Insider Transaction Report

Form 4

Period: 2013-02-21

SANUWAVE Health, Inc.SNWV

Jenkins Barry J.

Chief Financial Officer

Transactions

Disposition to Issuer
Options
2013-02-21−121,722→ 0 total
Exercise: $5.25Exp: 2016-10-24→ Common Stock, $0.001 par value (121,722 underlying)
Disposition to Issuer
Options
2013-02-21−175,000→ 0 total
Exercise: $2.00Exp: 2020-11-01→ Common Stock, $0.001 par value (175,000 underlying)
Award
Options
2013-02-21+822,759→ 822,759 total
Exercise: $0.35Exp: 2023-02-21→ Common Stock, $0.001 par value (822,759 underlying)
Disposition to Issuer
Options
2013-02-21−356,037→ 0 total
Exercise: $2.92Exp: 2016-10-24→ Common Stock, $0.001 par value (356,037 underlying)
Disposition to Issuer
Options
2013-02-21−20,000→ 0 total
Exercise: $4.05Exp: 2020-01-29→ Common Stock, $0.001 par value (20,000 underlying)

Holdings

Common Stock, $0.001 par value
202,242

Footnotes (6)

[F1]On February 21, 2013, the issuer, by mutual agreement with the reporting person, cancelled options granted to the reporting person on October 24, 2006, January 29, 2010, and November 1, 2010. In exchange for these options, the reporting person received a new option to purchase 822,759 shares of common stock, $0.001 par value, at an exercise price of $0.35 per share.
[F2]This option for 356,037 shares fully vested on April 10, 2012.
[F3]This option for 121,722 shares fully vested on April 10, 2012.
[F4]This option for 20,000 shares would have vested on the following schedule: (i) 5,000 vested on January 29, 2011; (ii) 5,000 vested on January 29, 2012; (iii) 5,000 vested on January 29, 2013; and (iv) 5,000 would have vested on January 29, 2014.
[F5]This option for 175,000 shares fully vested on November 1, 2010.
[F6]This option for 822,759 shares vests on the following schedule: (i) 274,253 upon the date of grant; (ii) 274,253 on February 21, 2014; and (iii) 274,253 on February 21, 2015.

Documents

1 file

4
rdgdoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

SANUWAVE Health, Inc.

CIK 0001417663

Entity typeother

Related Parties

1

filerCIK 0001473260

Filing Metadata

Form type: 4
Filed: Mar 6, 7:00 PM ET
Accepted: Mar 7, 4:34 PM ET
Size: 14.8 KB

View on SEC.gov