4//SEC Filing
AVILES JOAQUIN J. 4
Accession 0001437749-13-002697
CIK 0000896400other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 4:08 PM ET
Size
22.5 KB
Accession
0001437749-13-002697
Insider Transaction Report
Form 4
AVILES JOAQUIN J.
Vice President of Technology
Transactions
- Exercise/Conversion
Common Stock
2013-03-11$5.12/sh+8,125$41,600→ 46,875 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-03-11−8,125→ 1,875 totalExercise: $5.12From: 2009-09-30Exp: 2016-09-30→ Common Stock (8,125 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-03-11−18,750→ 56,250 totalExercise: $7.73From: 2011-12-12Exp: 2018-12-12→ Common Stock (18,750 underlying) - Exercise/Conversion
Common Stock
2013-03-11$4.80/sh+18,750$90,000→ 38,750 total - Exercise/Conversion
Common Stock
2013-03-11$7.73/sh+18,750$144,938→ 72,500 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-03-11−18,750→ 18,750 totalExercise: $4.80From: 2009-07-05Exp: 2016-07-05→ Common Stock (18,750 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-03-11−3,125→ 21,875 totalExercise: $3.92From: 2010-10-31Exp: 2017-10-31→ Common Stock (3,125 underlying) - Exercise/Conversion
Common Stock
2013-03-11$3.70/sh+3,750$13,875→ 50,625 total - Exercise/Conversion
Common Stock
2013-03-11$3.92/sh+3,125$12,250→ 53,750 total - Sale
Common Stock
2013-03-11$19.73/sh−52,500$1,035,862→ 20,000 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-03-11−3,750→ 26,250 totalExercise: $3.70From: 2010-09-30Exp: 2017-09-30→ Common Stock (3,750 underlying)
Footnotes (3)
- [F1]The exercise and sales reported in this filing were made pursuant to the 10b5-1 sales plan of Reporting Person, signed on February 22, 2013.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.38 to $19.98, inclusive. The Reporting Person undertakes to provide to Multimedia Games Holding Company, Inc., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
- [F3]Includes 20,000 shares that were inadvertently omitted from Column 5 of the Reporting Person's Forms 4 filed on February 7, 2013 and November 7, 2012.
Documents
Issuer
MULTIMEDIA GAMES HOLDING COMPANY, INC.
CIK 0000896400
Entity typeother
Related Parties
1- filerCIK 0001487806
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 4:08 PM ET
- Size
- 22.5 KB