Home/Filings/4/0001437749-13-002903
4//SEC Filing

BERG JEFFREY H 4

Accession 0001437749-13-002903

CIK 0000822418other

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 6:05 PM ET

Size

22.4 KB

Accession

0001437749-13-002903

Insider Transaction Report

Form 4
Period: 2013-03-12
Transactions
  • Disposition from Tender

    Common Stock

    2013-03-12$7.25/sh101,500$735,8750 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2013-03-13$2.51/sh21,250$53,3370 total
    Exercise: $4.74Exp: 2013-05-28Common Stock (21,250 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2013-03-13$2.15/sh15,000$32,2500 total
    Exercise: $5.10Exp: 2014-05-10Common Stock (15,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2013-03-13$3.25/sh10,000$32,5000 total
    Exercise: $4.00Exp: 2015-05-11Common Stock (10,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2013-03-13$3.06/sh10,000$30,6000 total
    Exercise: $4.19Exp: 2013-05-10Common Stock (10,000 underlying)
Footnotes (5)
  • [F1]Of such amount, 3,000 shares automatically vested and 54,500 shares were issued to the filing person and were paid for in connection with the change in control that occurred upon the acceptance of shares pursuant to the tender offer (the "Offer") which was launched in connection with the Agreement and Plan of Merger dated January 29, 2013 by and among BioCore Holdings, Inc., BC Acquisition Corp. ("Purchaser") and BioClinica, Inc. On March 12, 2013, all shares which were tendered by the filing person in connection with the Offer were accepted by the Purchaser.
  • [F2]This option, which provided for vesting 6250 immediately and then equal monthly increments over 12 months beginning on May 28, 2003, was cancelled in connection with the merger transaction effected pursuant to the Agreement and Plan of Merger dated January 29, 2013 by and among BioCore Holdings, Inc. BC Acquisition Corp. and BioClinica, Inc. (the "Merger"), in exchange for a cash payment of $53,337.50, representing the difference between the exercise price of the option and the market value of the underlying BIOC common stock on the effective date of the Merger ($7.25).
  • [F3]This option, which provided for vesting in equal monthly increments over 12 months beginning on June 10, 2004, was cancelled in connection with the Merger, in exchange for a cash payment of $32,250, representing the difference between the exercise price of the option and the market value of the underlying BIOC common stock on the effective date of the Merger ($7.25).
  • [F4]This option, which provided for vesting in equal monthly increments over 12 months beginning on June 11, 2005, was cancelled in connection with the Merger, in exchange for a cash payment of $32,500, representing the difference between the exercise price of the option and the market value of the underlying BIOC common stock on the effective date of the Merger ($7.25).
  • [F5]This option, which provided for vesting in equal monthly increments over 12 months beginning on June 10, 2006, was cancelled in connection with the Merger, in exchange for a cash payment of $30,600, representing the difference between the exercise price of the option and the market value of the underlying BIOC common stock on the effective date of the Merger ($7.25).

Issuer

BIOCLINICA INC

CIK 0000822418

Entity typeother

Related Parties

1
  • filerCIK 0001207565

Filing Metadata

Form type
4
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 6:05 PM ET
Size
22.4 KB