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4//SEC Filing

ALLINGHAM DENNIS J 4

Accession 0001437749-13-004451

CIK 0001005286other

View on SEC.gov Company Profile

Filed

Apr 14, 8:00 PM ET

Accepted

Apr 15, 6:10 PM ET

Size

269.8 KB

Accession

0001437749-13-004451

Insider Transaction Report

Form 4

Period: 2013-04-09

LANDEC CORP \CA\LNDC

ALLINGHAM DENNIS J

President & CEO, Lifecore

Transactions

Exercise/Conversion
Common Stock
2013-04-09$5.63/sh+25,000$140,750→ 25,000 total
Exercise/Conversion
Common Stock
2013-04-10$5.63/sh+16,147$90,908→ 41,147 total
Sale
Common Stock
2013-04-09$13.62/sh−25,000$340,500→ 31,250 total
Exercise/Conversion
Common Stock
2013-04-10$5.63/sh+15,103$85,030→ 56,250 total
Sale
Common Stock
2013-04-10$13.85/sh−16,147$223,636→ 15,103 total
Sale
Common Stock
2013-04-10$13.85/sh−15,103$209,131→ 0 total
Exercise/Conversion
Right to buy Incentive stock options
2013-04-09$5.63/sh−25,000$140,750→ 19,897 total
Exercise: $5.63From: 2011-05-26Exp: 2017-05-26→ Common Stock (25,000 underlying)
Exercise/Conversion
Right to buy Incentive stock options
2013-04-10$5.63/sh−16,147$90,908→ 3,750 total
Exercise: $5.63From: 2011-05-26Exp: 2017-05-26→ Common Stock (16,147 underlying)
Exercise/Conversion
Right to buy Nonqualified stock option
2013-04-10$5.63/sh−15,103$85,030→ 0 total
Exercise: $5.63From: 2011-05-26Exp: 2017-05-26→ Common Stock (15,103 underlying)

Footnotes (3)

[F1]Includes option that have not yet vested but will become fully vested on May 26, 2013.
[F2]On May 27, 2010 the filed Form 3 incorrectly reported the acquisition of 60,000 incentive stock options, which should have been reported as 44,897 incentive stock options and 15,103 non-qualified stock options.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Documents

3 files

Issuer

LANDEC CORP \CA\

CIK 0001005286

Entity typeother

Related Parties

1

filerCIK 0001265844

Filing Metadata

Form type: 4
Filed: Apr 14, 8:00 PM ET
Accepted: Apr 15, 6:10 PM ET
Size: 269.8 KB

View on SEC.gov