ALLINGHAM DENNIS J 4
4 · LANDEC CORP \CA\ · Filed Apr 15, 2013
Insider Transaction Report
Form 4
LANDEC CORP \CA\LNDC
ALLINGHAM DENNIS J
President & CEO, Lifecore
Transactions
- Exercise/Conversion
Common Stock
2013-04-09$5.63/sh+25,000$140,750→ 25,000 total - Exercise/Conversion
Common Stock
2013-04-10$5.63/sh+16,147$90,908→ 41,147 total - Sale
Common Stock
2013-04-09$13.62/sh−25,000$340,500→ 31,250 total - Exercise/Conversion
Common Stock
2013-04-10$5.63/sh+15,103$85,030→ 56,250 total - Sale
Common Stock
2013-04-10$13.85/sh−16,147$223,636→ 15,103 total - Sale
Common Stock
2013-04-10$13.85/sh−15,103$209,131→ 0 total - Exercise/Conversion
Right to buy Incentive stock options
2013-04-09$5.63/sh−25,000$140,750→ 19,897 totalExercise: $5.63From: 2011-05-26Exp: 2017-05-26→ Common Stock (25,000 underlying) - Exercise/Conversion
Right to buy Incentive stock options
2013-04-10$5.63/sh−16,147$90,908→ 3,750 totalExercise: $5.63From: 2011-05-26Exp: 2017-05-26→ Common Stock (16,147 underlying) - Exercise/Conversion
Right to buy Nonqualified stock option
2013-04-10$5.63/sh−15,103$85,030→ 0 totalExercise: $5.63From: 2011-05-26Exp: 2017-05-26→ Common Stock (15,103 underlying)
Footnotes (3)
- [F1]Includes option that have not yet vested but will become fully vested on May 26, 2013.
- [F2]On May 27, 2010 the filed Form 3 incorrectly reported the acquisition of 60,000 incentive stock options, which should have been reported as 44,897 incentive stock options and 15,103 non-qualified stock options.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.