4//SEC Filing
Hilliard Eric 4
Accession 0001437749-13-005031
CIK 0000924168other
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 2:29 PM ET
Size
14.6 KB
Accession
0001437749-13-005031
Insider Transaction Report
Form 4
Hilliard Eric
Chief Operating Officer
Transactions
- Award
Stock Option
2013-04-29+100,000→ 475,000 totalExercise: $0.23From: 2013-05-29Exp: 2023-04-29→ Common Stock (100,000 underlying)
Holdings
- 42,508
Restricted Stock
- 125,000
Stock Option
Exercise: $6.36From: 2011-04-26Exp: 2017-04-26→ Common Stock (50,000 underlying) - 15,705
Common Stock
- 375,000
Stock option
Exercise: $0.23From: 2014-03-31Exp: 2023-02-26→ Common Stock (125,000 underlying) - 75,000
Stock Option
Exercise: $7.19From: 2010-11-13Exp: 2016-11-13→ Common Stock (75,000 underlying) - 150,000
Stock Option
Exercise: $1.37From: 2012-10-23Exp: 2018-10-23→ Common Stock (25,000 underlying) - 250,000
Stock Option
Exercise: $1.07From: 2012-01-18Exp: 2021-01-18→ Common Stock (100,000 underlying)
Footnotes (6)
- [F1]See Remarks section
- [F2]25% are exercisable on the date shown, which is the first anniversary following the grant date. The remaining 75% is exercisable in equal monthly installments over the following 36 months.
- [F3]Options EARNED will vest as follows: 1/3 on March 31, 2014, and the remaining 2/3rd's monthly over the following 24 months ending March 31, 2016.
- [F4]25% of target granted options are earned if 2013 revenues meet or exceed 85% of budget, and/or 75% of target granted options are earned if 2013 EBITDA meet or exceed 85% of budget.
- [F5]Date applies to options EARNED. If the options granted are not EARNED, the option grants are terminated.
- [F6]Date applies to 1/12th of the total, as options vest monthly over a twelve month period.
Documents
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeother
Related Parties
1- filerCIK 0001381095
Filing Metadata
- Form type
- 4
- Filed
- Apr 30, 8:00 PM ET
- Accepted
- May 1, 2:29 PM ET
- Size
- 14.6 KB