Home/Filings/4/A/0001437749-13-007530
4/A//SEC Filing

TearLab Corp 4/A

Accession 0001437749-13-007530

CIK 0001299139operating

Filed

Jun 11, 8:00 PM ET

Accepted

Jun 12, 7:50 PM ET

Size

11.7 KB

Accession

0001437749-13-007530

Insider Transaction Report

Form 4/AAmended
Period: 2012-09-16
Transactions
  • Exercise/Conversion

    Common Stock

    2012-09-17+80,000181,404 total
  • Award

    Restricted Stock Units

    2012-09-16+80,00080,000 total
    Exp: 2012-09-17Common Stock (80,000 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2012-09-1780,0000 total
    Exp: 2012-09-17Common Stock (80,000 underlying)
  • Tax Payment

    Common Stock

    2012-09-17$3.72/sh24,000$89,280171,404 total
Holdings
  • Common Stock

    (indirect: See footnote)
    1,308,139
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") represents the contingent right receive one share of the Issuer's Common Stock.
  • [F2]One hundred percent (100%) of the RSUs subject to the award shall be vested upon the date of grant. The underlying shares will be settled upon the first to occur of: 1) termination of the Reporting Person's service to the Issuer; 2) a Change in Control (as defined in the Issuer's 2002 Stock Incentive Plan, as amended); 3) the death or disability of the Reporting Person; or 4) September 17, 2012.
  • [F3]This amendment is filed to (1) correct the number of shares beneficially held by the Reporting Person and (2) report the correct number of shares indirectly held by the Reporting Person.
  • [F4]Shares held by Greybrook Capital, Inc. The Reporting Person is an officer and a director of Greybrook Capital Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Issuer

TearLab Corp

CIK 0001299139

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001299139

Filing Metadata

Form type
4/A
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 7:50 PM ET
Size
11.7 KB