TearLab Corp 4/A

4/A · TearLab Corp · Filed Jun 12, 2013

Form 4/AAmended

Period: 2012-09-16

Director

Transactions

Exercise/Conversion
Common Stock
2012-09-17+80,000→ 181,404 total
Award
Restricted Stock Units
2012-09-16+80,000→ 80,000 total
Exp: 2012-09-17→ Common Stock (80,000 underlying)
Exercise/Conversion
Restricted Stock Units
2012-09-17−80,000→ 0 total
Exp: 2012-09-17→ Common Stock (80,000 underlying)
Tax Payment
Common Stock
2012-09-17$3.72/sh−24,000$89,280→ 171,404 total

Holdings

Footnotes (4)

[F1]Each restricted stock unit ("RSU") represents the contingent right receive one share of the Issuer's Common Stock.
[F2]One hundred percent (100%) of the RSUs subject to the award shall be vested upon the date of grant. The underlying shares will be settled upon the first to occur of: 1) termination of the Reporting Person's service to the Issuer; 2) a Change in Control (as defined in the Issuer's 2002 Stock Incentive Plan, as amended); 3) the death or disability of the Reporting Person; or 4) September 17, 2012.
[F3]This amendment is filed to (1) correct the number of shares beneficially held by the Reporting Person and (2) report the correct number of shares indirectly held by the Reporting Person.
[F4]Shares held by Greybrook Capital, Inc. The Reporting Person is an officer and a director of Greybrook Capital Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Documents

1 file