AtheroNova Inc. 4
4 · AtheroNova Inc. · Filed Jun 21, 2013
Insider Transaction Report
Form 4
AtheroNova Inc.AHRO.OB
KNOLL FRED
10% Owner
Transactions
- Other
2.5% Senior Secured Convertible Note
2013-06-17+882,423→ 882,423 total(indirect: By Europa International, Inc.)Exercise: $0.29From: 2012-09-04Exp: 2016-09-03→ Common Stock (882,423 underlying) - Other
Warrants to Purchase Common Stock
2013-06-17+636,266→ 636,266 total(indirect: By Europa International, Inc.)Exercise: $0.39From: 2010-05-13Exp: 2014-05-13→ Common Stock (636,266 underlying) - Other
2.5% Senior Secured Convertible Note
2013-06-17+881,226→ 881,226 total(indirect: By Europa International, Inc.)Exercise: $0.29From: 2012-10-31Exp: 2016-10-30→ Common Stock (881,226 underlying) - Other
Warrants to Purchase Common Stock
2013-06-17+60,000→ 60,000 total(indirect: By Europa International, Inc.)Exercise: $0.60From: 2011-04-25Exp: 2014-04-25→ Common Stock (60,000 underlying) - Other
2.5% Senior Secured Convertible Note
2013-06-17+1,596,062→ 1,596,062 total(indirect: By Europa International, Inc.)Exercise: $0.29From: 2010-05-13Exp: 2014-05-12→ Common Stock (1,596,062 underlying) - Other
2.5% Senior Secured Convertible Note
2013-06-17+587,484→ 587,484 total(indirect: By Europa International, Inc.)Exercise: $0.29From: 2012-10-01Exp: 2016-09-30→ Common Stock (587,484 underlying)
Footnotes (1)
- [F1]Effective June 17, 2013, Europa International, Inc. waived the beneficial ownership cap applicable to these securities. The reporting person, the principal partner and President of Knoll Capital Management, L.P., the investment manager for Europa International, Inc., exercises voting and dispositive power over the shares held by Europa International, Inc. but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.