|4Sep 12, 9:43 PM ET

SELECTICA INC 4

4 · SELECTICA INC · Filed Sep 12, 2013

Insider Transaction Report

Form 4
Period: 2013-09-12
Sems Lloyd
Director
Transactions
  • Award

    Common Stock

    2013-09-12$7.00/sh+30,000$210,000138,420 total(indirect: By Sems Strategic Value, LP and Sems Diversified Value, LP)
  • Award

    Series B Warrant

    2013-09-1215,000(indirect: By Sems Diversified Value, LP.)
    Exercise: $7.75From: 2013-03-12Exp: 2018-03-12Common Stock (15,000 underlying)
Holdings
  • Common Stock

    81,066
  • Stock Options

    See Footnote
    8,334
Footnotes (5)
  • [F1]Shares issued in the name of Sems Strategic Value, LP and Sems Diversified Value, LP. The reporting person is the Managing Member of the General Partner of both Sems Strategic Value LP and Sems Diversified Value, LP.
  • [F2]Shares issued in the name of Sems Diversified Value, LP. The reporting person is the Managing Member of the General Partner of Sems Diversified Value, LP.
  • [F3]The Shares of Common Stock and the Warrant acquired indirectly by the Reporting Person and reported hereunder constitute a single unit, with a purchase price per share of Common Stock equal to $7.00.
  • [F4]Comprised of Stock Options previously issued.
  • [F5]Not Applicable

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    PRIMARY DOCUMENT