Home/Filings/4/0001437749-13-012168
4//SEC Filing

MEMSIC Inc 4

Accession 0001437749-13-012168

CIK 0001386198operating

Filed

Sep 19, 8:00 PM ET

Accepted

Sep 20, 12:50 PM ET

Size

21.8 KB

Accession

0001437749-13-012168

Insider Transaction Report

Form 4
Period: 2013-09-17
Transactions
  • Sale

    Stock Option (right to buy)

    2013-09-17$4.22/sh45,000$190,1250 total
    Exercise: $0.30From: 2009-04-28Exp: 2015-04-28Common Stock (45,000 underlying)
  • Sale

    Stock Option (right to buy)

    2013-09-17$4.22/sh100,000$422,5000 total
    Exercise: $3.41From: 2015-04-04Exp: 2021-04-04Common Stock (100,000 underlying)
  • Other

    Stock Option (right to buy)

    2013-09-1712,0000 total
    Exercise: $6.40From: 2012-03-12Exp: 2018-03-12Common Stock (12,000 underlying)
  • Sale

    Common Stock

    2013-09-17$4.22/sh47,524$200,7890 total
  • Sale

    Stock Option (right to buy)

    2013-09-17$4.22/sh12,000$50,7000 total
    Exercise: $3.35From: 2014-05-12Exp: 2020-05-12Common Stock (12,000 underlying)
  • Sale

    Common Stock

    2013-09-17$4.22/sh30,000$126,7500 total
  • Sale

    Stock Option (right to buy)

    2013-09-17$4.22/sh30,000$126,7500 total
    Exercise: $0.30From: 2007-10-01Exp: 2013-10-01Common Stock (30,000 underlying)
  • Sale

    Stock Option (right to buy)

    2013-09-17$4.22/sh12,000$50,7000 total
    Exercise: $1.75From: 2013-03-12Exp: 2019-03-12Common Stock (12,000 underlying)
  • Sale

    Stock Option (right to buy)

    2013-09-17$4.22/sh140,000$591,5000 total
    Exercise: $2.15From: 2016-05-20Exp: 2022-05-20Common Stock (140,000 underlying)
Footnotes (4)
  • [F1]Pursuant to the terms of the Agreement and Plan of Merger, dated April 22, 2013, by and among MZ Investment Holdings Limited ("Parent"), MZ Investment Holdings Merger Sub Limited and MEMSIC, Inc. (the "Merger Agreement"; capitalized terms used but not defined herein have the meanings assigned to them in the Merger Agreement), at the Effective Time, each share of common stock of the Company held by the Reporting Person was cancelled and converted automatically into the right to receive $4.225 in cash. In connection with the closing of the Merger, the Reporting Person rolled over certain of their existing equity interests in the Company into equity shares of Parent.
  • [F2]Pursuant to the terms of the Merger Agreement, at the Effective Time, the RSUs held by the Reporting Person were converted into the right to receive an amount in cash equal to $4.225 per RSU. Pursuant to a rollover agreement entered into between Parent and the Reporting Person, certain RSUs held by the Reporting Person were converted into equity shares of Parent.
  • [F3]Pursuant to the terms of the Merger Agreement, at the Effective Time, the Company Options held by the reporting person were converted into the right to receive an amount in cash equal to the product of (i) the excess, if any, of $4.225 per Common Share over the exercise price per Common Share of such Company Option multiplied by (ii) the total number of Common Shares subject to such Company Options (without regard to vesting). Pursuant to a rollover agreement entered into between Parent and the Reporting Person, certain Company Options held by the Reporting Person were converted into equity shares of Parent.
  • [F4]Pursuant to the terms of the Merger Agreement, at the Effective Time, out of money stock options were canceled.

Issuer

MEMSIC Inc

CIK 0001386198

Entity typeoperating

Related Parties

1
  • filerCIK 0001386198

Filing Metadata

Form type
4
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 12:50 PM ET
Size
21.8 KB