LANDEC CORP \CA\ 4

Accession 0001437749-13-012673

$LFCRCIK 0001005286operating

View on SEC.gov Company Profile

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 6:21 PM ET

Size

284.8 KB

Accession

0001437749-13-012673

Insider Transaction Report

Form 4

Period: 2013-09-30

LANDEC CORP \CA\LNDC

BRISTOW DUKE K

Director

Transactions

Exercise/Conversion
Common Stock
2013-09-30$5.77/sh+5,000$28,850→ 23,519 total
Exercise/Conversion
Common Stock
2013-09-30$6.22/sh+5,000$31,100→ 28,519 total
Exercise/Conversion
Common Stock
2013-09-30$6.85/sh+10,000$68,500→ 43,519 total
Exercise/Conversion
Common Stock
2013-10-01$7.50/sh+17,564$131,730→ 31,083 total
Exercise/Conversion
Right to buy Nonqualified stock options
2013-09-30$5.63/sh−5,000$28,150→ 0 total
Exercise: $5.63From: 2013-09-30Exp: 2017-05-26→ Common Stock (5,000 underlying)
Exercise/Conversion
Right to buy Nonqualified stock options
2013-09-30$5.77/sh−5,000$28,850→ 0 total
Exercise: $5.77From: 2013-09-30Exp: 2018-05-23→ Common Stock (5,000 underlying)
Exercise/Conversion
Right to buy Nonqualified stock option
2013-09-30$6.85/sh−10,000$68,500→ 0 total
Exercise: $6.85From: 2013-09-30Exp: 2015-10-14→ Common Stock (10,000 underlying)
Exercise/Conversion
Right to buy Nonqualified stock option
2013-10-01$8.19/sh−5,000$40,950→ 0 total
Exercise: $8.19From: 2013-10-01Exp: 2015-07-22→ Common Stock (5,000 underlying)
Sale
Common Stock
2013-10-01$12.24/sh−22,564$276,183→ 13,519 total
Exercise/Conversion
Common Stock
2013-09-30$5.63/sh+5,000$28,150→ 18,519 total
Exercise/Conversion
Right to buy Nonqualified stock option
2013-09-30$6.66/sh−5,000$33,300→ 0 total
Exercise: $6.66From: 2013-09-30Exp: 2019-05-16→ Common Stock (5,000 underlying)
Exercise/Conversion
Common Stock
2013-09-30$6.66/sh+5,000$33,300→ 33,519 total
Exercise/Conversion
Common Stock
2013-09-30$7.50/sh+2,436$18,270→ 45,955 total
Sale
Common Stock
2013-09-30$12.22/sh−32,436$396,368→ 13,519 total
Exercise/Conversion
Common Stock
2013-10-01$8.19/sh+5,000$40,950→ 36,083 total
Exercise/Conversion
Right to buy Nonqualified stock option
2013-09-30$6.22/sh−5,000$31,100→ 0 total
Exercise: $6.22From: 2013-09-30Exp: 2016-05-21→ Common Stock (5,000 underlying)
Exercise/Conversion
Right to buy Nonqualified stock option
2013-09-30$7.50/sh−2,436$18,270→ 17,564 total
Exercise: $7.50From: 2013-09-30Exp: 2014-09-30→ Common Stock (2,436 underlying)
Exercise/Conversion
Right to buy Nonqualified stock option
2013-10-01$7.50/sh−17,564$131,730→ 0 total
Exercise: $7.50From: 2013-10-01Exp: 2014-09-30→ Common Stock (17,564 underlying)

Footnotes (1)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.21 to $12.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Documents

3 files

Issuer

LANDEC CORP \CA\

CIK 0001005286

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001005286

Filing Metadata

Form type: 4
Filed: Oct 1, 8:00 PM ET
Accepted: Oct 2, 6:21 PM ET
Size: 284.8 KB

View on SEC.gov