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4//SEC Filing

LIQTECH INTERNATIONAL INC 4

Accession 0001437749-13-012891

$LIQTCIK 0001307579operating
View on SEC.govCompany Profile

Filed

Oct 7, 8:00 PM ET

Accepted

Oct 8, 5:40 PM ET

Size

12.6 KB

Accession

0001437749-13-012891

Insider Transaction Report

Form 4
Period: 2013-10-08
LIQTECH INTERNATIONAL INCLIQT
PETERSEN ALDO
Director10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2013-10-08$1.50/sh+100,000$150,000→ 3,163,541 total(indirect: See footnote)
  • Disposition to Issuer

    Warrants

    2013-10-08$1.20/sh−1,800,000$2,160,000→ 100 total(indirect: See footnote)
    Exercise: $1.20From: 2011-08-24Exp: 2016-12-31→ Common Stock (1,800,000 underlying)
  • Award

    Warrants

    2013-10-08$2.70/sh+100,000$270,000→ 100,000 total(indirect: See footnote)
    Exercise: $2.70From: 2011-08-24Exp: 2016-12-31→ Common Stock (100,000 underlying)
  • Disposition to Issuer

    Warrants

    2013-10-08$1.50/sh−100,000$150,000→ 0 total
    Exercise: $1.50From: 2011-08-24Exp: 2016-12-31→ Common Stock (100,000 underlying)
  • Sale

    Common Stock

    2013-10-08$2.70/sh−750,000$2,025,000→ 3,063,541 total(indirect: See footnote)
Footnotes (3)
  • [F1]Shares of common stock are currently owned by APE Invest A/S, a Danish entity controlled by Mr. Petersen.
  • [F2]1,800,000 warrants were disposed of by APE Invest A/S, a Danish entity controlled by MR. Petersen, with the remaining 100,000 warrants owned by APE Invest A/S.
  • [F3]The securities are owned by APE Invest A/S/, a Danish entity controlled by Mr. Petersen.

Documents

1 file

Issuer

LIQTECH INTERNATIONAL INC

CIK 0001307579

→
Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001307579

Filing Metadata

Form type
4
Filed
Oct 7, 8:00 PM ET
Accepted
Oct 8, 5:40 PM ET
Size
12.6 KB
View on SEC.gov