LIQTECH INTERNATIONAL INC 4
4 · LIQTECH INTERNATIONAL INC · Filed Oct 8, 2013
Insider Transaction Report
Form 4
PETERSEN ALDO
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2013-10-08$1.50/sh+100,000$150,000→ 3,163,541 total(indirect: See footnote) - Disposition to Issuer
Warrants
2013-10-08$1.20/sh−1,800,000$2,160,000→ 100 total(indirect: See footnote)Exercise: $1.20From: 2011-08-24Exp: 2016-12-31→ Common Stock (1,800,000 underlying) - Award
Warrants
2013-10-08$2.70/sh+100,000$270,000→ 100,000 total(indirect: See footnote)Exercise: $2.70From: 2011-08-24Exp: 2016-12-31→ Common Stock (100,000 underlying) - Disposition to Issuer
Warrants
2013-10-08$1.50/sh−100,000$150,000→ 0 totalExercise: $1.50From: 2011-08-24Exp: 2016-12-31→ Common Stock (100,000 underlying) - Sale
Common Stock
2013-10-08$2.70/sh−750,000$2,025,000→ 3,063,541 total(indirect: See footnote)
Footnotes (3)
- [F1]Shares of common stock are currently owned by APE Invest A/S, a Danish entity controlled by Mr. Petersen.
- [F2]1,800,000 warrants were disposed of by APE Invest A/S, a Danish entity controlled by MR. Petersen, with the remaining 100,000 warrants owned by APE Invest A/S.
- [F3]The securities are owned by APE Invest A/S/, a Danish entity controlled by Mr. Petersen.