LIQTECH INTERNATIONAL INC 4
4 · LIQTECH INTERNATIONAL INC · Filed Dec 16, 2013
Insider Transaction Report
Form 4
DEGN SOREN
Chief Financial Officer
Transactions
- Sale
Common Stock
2013-12-13$2.36/sh−30,000$70,680→ 547,932 total(indirect: see footnote) - Sale
Common Stock
2013-12-12$2.36/sh−29,000$68,411→ 577,932 total(indirect: see footnote) - Sale
Common Stock
2013-12-16$2.36/sh−16,000$37,808→ 531,932 total(indirect: see footnote)
Footnotes (1)
- [F1]Includes indirect ownership of 180,000 shares and 113,000 shares owned by LD Consulting ApS (former SHD Invest ApS) and LHD Invest ApS, respectively, each of which is a Danish entity. The voting and disposition of the shares owned by LD Consulting ApS and LHD Invest ApS are controlled by Mr. Degn. Also includes direct ownership of 50,000 shares of common stock, and direct ownership of 50,000 warrants with a strike price of $2.70 and the vested portion of 208,399 stock options, of which 150,000 stock options have an exercise price of $3.00 and vested in three equal annual installments on August 24, 2011, September 1, 2012 and September 1, 2013 and 58,399 stock options have an exercise price of $3.28 and vest in three equal annual installments on March 23, 2012, March 23, 2013 and March 23, 2014.