4//SEC Filing
TearLab Corp 4
Accession 0001437749-14-000043
CIK 0001299139operating
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 4:02 PM ET
Size
15.6 KB
Accession
0001437749-14-000043
Insider Transaction Report
Form 4
TearLab CorpTEAR
Karpecki Paul
Director
Transactions
- Exercise/Conversion
Common Stock
2014-01-02$3.12/sh+3,376$10,533→ 6,876 total - Exercise/Conversion
Common Stock
2014-01-02$2.11/sh+1,076$2,270→ 8,500 total - Exercise/Conversion
Stock Option (right to buy)
2014-01-02−1,076→ 3,710 totalExercise: $2.11Exp: 2020-07-01→ Common Stock (1,076 underlying) - Exercise/Conversion
Stock Option (right to buy)
2014-01-02−548→ 0 totalExercise: $2.59Exp: 2020-04-01→ Common Stock (548 underlying) - Exercise/Conversion
Common Stock
2014-01-02$2.59/sh+548$1,419→ 7,424 total - Sale
Common Stock
2014-01-02$9.47/sh−5,000$47,344→ 3,500 total - Exercise/Conversion
Stock Option (right to buy)
2014-01-02−3,376→ 0 totalExercise: $3.12Exp: 2018-12-12→ Common Stock (3,376 underlying)
Footnotes (5)
- [F1]The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on April 2, 2013.
- [F2]Represents the weighted average share price of an aggregate total of 5,000 shares sold in the price range of $9.27 to $9.53 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- [F3]Twenty-five percent (25%) of the shares subject to the option vested and became exercisable on April 12, 2010, and, thereafter, one thirty sixth (1/36th) of the remaining shares subject to the option vested and became exercisable in equal monthly installments over the next thirty six (36) months.
- [F4]One hundred percent of the shares subject to the option vested and became exercisable on April 1, 2010.
- [F5]One hundred percent of the shares subject to the option vested and became exercisable on July 1, 2010.
Documents
Issuer
TearLab Corp
CIK 0001299139
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001299139
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 4:02 PM ET
- Size
- 15.6 KB