SWK Holdings Corp 4
4 · SWK Holdings Corp · Filed Feb 10, 2014
Insider Transaction Report
Form 4
Margolis Michael A
Director
Transactions
- Award
Common Stock
2014-02-06+35,000→ 205,000 total
Holdings
- 803,600(indirect: By Maric Capital Master Fund, Ltd.)
Common Stock
Footnotes (3)
- [F1]Comprised of restricted stock granted pursuant to the Company's 2010 Equity Incentive Plan and form of Restricted Stock Agreement. The restricted stock vests on January 31, 2015.
- [F2]Includes 100,000 shares of unvested restricted stock owned by Mr. Margolis, which were granted for his services as a director.
- [F3]Includes 803,600 shares of common stock owned by Maric Capital Fund, Ltd. Maric LS, LLC is the investment manager of Maric Capital Master Fund, Ltd. Mr. Margolis is a member of Maric LS, LLC. Mr. Margolis disclaims beneficial ownership of any and all shares in excess of his pecuniary interest therein.