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TOWER FINANCIAL CORP 4

Accession 0001437749-14-002272

CIK 0001072847operating

View on SEC.gov Company Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 5:20 PM ET

Size

10.5 KB

Accession

0001437749-14-002272

Insider Transaction Report

Form 4

Period: 2014-02-12

TOWER FINANCIAL CORPTOFC

Bontrager Wendell L.

EVP, Chief Lending Officer

Transactions

Exercise/Conversion
Common Stock
2014-02-12$14.79/sh+1,000$14,790→ 4,750 total
Exercise/Conversion
Common Stock
2014-02-12$16.13/sh+2,000$32,260→ 6,750 total
Exercise/Conversion
Employee Stock Option (right to buy)
2014-02-12−1,000→ 0 total
Exercise: $14.79From: 2009-02-03Exp: 2015-02-02→ Common Stock (1,000 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2014-02-12−2,000→ 0 total
Exercise: $16.13From: 2009-11-01Exp: 2015-11-01→ Common Stock (2,000 underlying)

Holdings

Common Stock
(indirect: By 401(k))
7,101

Footnotes (1)

[F1]Reflects the sale of 4 shares of TOFC common stock under the Tower Financial Corporation 401(k) Plan. The information in this report is as of February 12, 2014.

Documents

1 file

4
rdgdoc.xmlPrimary
FORM 4

Issuer

TOWER FINANCIAL CORP

CIK 0001072847

Entity typeoperating

IncorporatedIN

Related Parties

1

filerCIK 0001072847

Filing Metadata

Form type: 4
Filed: Feb 13, 7:00 PM ET
Accepted: Feb 14, 5:20 PM ET
Size: 10.5 KB

View on SEC.gov