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|4Feb 14, 5:20 PM ET

TOWER FINANCIAL CORP 4

4 · TOWER FINANCIAL CORP · Filed Feb 14, 2014

Insider Transaction Report

Form 4
Period: 2014-02-12
TOWER FINANCIAL CORPTOFC
Bontrager Wendell L.
EVP, Chief Lending Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2014-02-12$14.79/sh+1,000$14,790→ 4,750 total
  • Exercise/Conversion

    Common Stock

    2014-02-12$16.13/sh+2,000$32,260→ 6,750 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2014-02-12−1,000→ 0 total
    Exercise: $14.79From: 2009-02-03Exp: 2015-02-02→ Common Stock (1,000 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2014-02-12−2,000→ 0 total
    Exercise: $16.13From: 2009-11-01Exp: 2015-11-01→ Common Stock (2,000 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    7,101
Footnotes (1)
  • [F1]Reflects the sale of 4 shares of TOFC common stock under the Tower Financial Corporation 401(k) Plan. The information in this report is as of February 12, 2014.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4