4//SEC Filing
NATIONAL HOLDINGS CORP 4
Accession 0001437749-14-004598
CIK 0001023844operating
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 3:04 PM ET
Size
5.9 KB
Accession
0001437749-14-004598
Insider Transaction Report
Form 4
NATIONAL HOLDINGS CORPNHLD.OB
KLEIN MARK
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.02 per share
2014-03-18$0.45/sh+255,000$114,750→ 572,094 total
Holdings
- 4,422,761(indirect: See footnote)
Common Stock, par value $0.02 per share
Footnotes (2)
- [F1]M Klein & Company LLC ("M Klein & Company") directly owns the Common Stock. The Reporting Person is a managing member and a majority partner of M Klein & Company.
- [F2]M Klein & Company has investment and voting power with respect to the Common Stock held by M Klein and Company. The Reporting Person, as a managing member and a majority partner of M Klein & Company, may be deemed to beneficially own the shares of Common Stock beneficially owned by M Klein & Company. The Reporting Person disclaims any beneficial ownership of any of the Common Stock for purposes of Section 16, except to the extent of his pecuniary interest therein.
Documents
Issuer
NATIONAL HOLDINGS CORP
CIK 0001023844
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001023844
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 3:04 PM ET
- Size
- 5.9 KB