Energy Recovery, Inc. 4
4 · Energy Recovery, Inc. · Filed Mar 27, 2014
Insider Transaction Report
Form 4
Johannessen Fred Olav
Director
Transactions
- Sale
Common Stock
2014-03-26$5.46/sh−100,000$545,890→ 919,500 total - Sale
Common Stock
2014-03-26$5.47/sh−80,000$437,472→ 102,200 total(indirect: By Kalamaris Invest AG)
Holdings
- 25,000(indirect: By Spouse)
Common Stock
- 55,417(indirect: By Gallissas Ltd)
Common Stock
Footnotes (4)
- [F1]The sales reported on this Form 4 were sold pursuant to Rule 10b5-1 trading plans adopted by the reporting person on March 11, 2014
- [F2]The figure is the weighted average sales price of multiple trades ranging from $5.38 to $5.59 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F3]The figure is the weighted average sales price of multiple trades ranging from $5.40 to $5.59 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F4]Previously reported indirect ownership of 120,000 shares by child are no longer being reported, as child is an adult and no longer resides with reporting person.