4//SEC Filing
OMNIVISION TECHNOLOGIES INC 4
Accession 0001437749-14-012457
CIK 0001106851operating
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 8:38 PM ET
Size
18.5 KB
Accession
0001437749-14-012457
Insider Transaction Report
Form 4
Rhodes Howard E.
VP of Process Engineering
Transactions
- Exercise/Conversion
Common Stock
2014-07-01+40,414→ 40,414 total - Exercise/Conversion
Restricted Stock Unit
2014-07-01−13,167→ 13,166 totalExercise: $0.00From: 2013-07-01→ Common Stock (13,167 underlying) - Exercise/Conversion
Restricted Stock Unit
2014-07-01−12,500→ 0 totalExercise: $0.00From: 2012-07-01→ Common Stock (12,500 underlying) - Award
Restricted Stock Unit
2014-07-01+30,000→ 30,000 totalExercise: $0.00From: 2015-07-01→ Common Stock (30,000 underlying) - Award
Stock Option
2014-07-01+41,000→ 41,000 totalExercise: $22.68From: 2015-07-01Exp: 2021-07-01→ Common Stock (41,000 underlying) - Tax Payment
Common Stock
2014-07-01$22.68/sh−13,563$307,609→ 26,851 total - Sale
Common Stock
2014-07-02$22.07/sh−26,851$592,518→ 0 total - Exercise/Conversion
Restricted Stock Unit
2014-07-01−14,747→ 29,493 totalExercise: $0.00From: 2014-07-01→ Common Stock (14,747 underlying)
Footnotes (4)
- [F1]Each restricted stock unit represents the right to receive one share of common stock of OmniVision Technologies, Inc.
- [F2]One-Third of the Restricted Stock Units will vest on the first anniversary of the Vesting Commencement Date, and one-third of the Restricted Stock Units will vest on each of the second and third anniversaries of the Vesting Commencement Date, provided, however, that in each case Participant remains a Service Provider through each vesting date.
- [F3]1/4th of the shares underlying the options become vested and exercisable one year from the date of grant and 1/48th of the shares underlying the options underlying the options become exercisable each month thereafter.
- [F4]This transaction was executed in multiple trades at prices ranging from $22.00 to $22.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Documents
Issuer
OMNIVISION TECHNOLOGIES INC
CIK 0001106851
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001106851
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 8:38 PM ET
- Size
- 18.5 KB