4//SEC Filing
ENERGY FOCUS, INC/DE 4
Accession 0001437749-14-012920
$EFOICIK 0000924168operating
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 2:24 PM ET
Size
13.6 KB
Accession
0001437749-14-012920
Insider Transaction Report
Form 4
Cohen William
10% Owner
Transactions
- Award
Stock Option
2014-07-15+5,000→ 5,000 totalExercise: $5.50From: 2014-08-15Exp: 2024-07-15→ Common Stock (5,000 underlying)
Holdings
- 200,000(indirect: By LLC)
Warrant (Right to Buy)
Exercise: $4.30From: 2012-03-02Exp: 2015-03-02→ Common Stock (200,000 underlying) - 108,695
Common Stock
- 400,000(indirect: By LLC)
Common Stock
Costar Partners II, LLC
10% Owner
Transactions
- Award
Stock Option
2014-07-15+5,000→ 5,000 totalExercise: $5.50From: 2014-08-15Exp: 2024-07-15→ Common Stock (5,000 underlying)
Holdings
- 400,000(indirect: By LLC)
Common Stock
- 200,000(indirect: By LLC)
Warrant (Right to Buy)
Exercise: $4.30From: 2012-03-02Exp: 2015-03-02→ Common Stock (200,000 underlying) - 108,695
Common Stock
Footnotes (3)
- [F1]William Cohen is the Manager and controlling Member of Costar Partners II, LLC.
- [F2]Warrant was originally issued at $5.40/share (post-reverse stock split); however, was re-priced per the terms of the warrant to $4.30/share.
- [F3]Date applies to 1/12th of the total as option vest monthly over a twelve month period.
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000924168
Filing Metadata
- Form type
- 4
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 2:24 PM ET
- Size
- 13.6 KB