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4//SEC Filing

UNIFIRST CORP 4

Accession 0001437749-14-016913

$UNFCIK 0000717954operating
View on SEC.govCompany Profile

Filed

Sep 11, 8:00 PM ET

Accepted

Sep 12, 12:22 PM ET

Size

14.2 KB

Accession

0001437749-14-016913

Insider Transaction Report

Form 4
Period: 2014-09-11
UNIFIRST CORPUNF
CROATTI RONALD D
DirectorPresident & CEO10% Owner
Transactions
  • Exercise/Conversion

    Common stock option (right to buy)

    2014-09-11−2,100→ 0 total
    Exercise: $27.98Exp: 2014-10-25→ Common Stock ($0.10 par value) (2,100 underlying)
  • Exercise/Conversion

    Common Stock

    2014-09-11$97.82/sh+2,100$205,422→ 73,974 total
Holdings

  • Class B Common Stock

    1,033,770

  • Class B Common Stock

    (indirect: By Trust)
    4,374

  • Class B Common Stock

    (indirect: By Trust)
    176,792

  • Class B Common Stock

    (indirect: By Partnership)
    1,021,748

  • Class B Common Stock

    (indirect: By Partnership)
    1,933,885

  • Common Stock

    (indirect: By LLC)
    950
Footnotes (8)
  • [F1]Represents shares owned directly by Ronald D. Croatti.
  • [F2]Represents shares owned directly by The Marie Croatti QTIP Trust. Ronald D. Croatti is a trustee of The Marie Croatti QTIP Trust. Mr. Croatti disclaims beneficial ownership of these reported securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Croatti is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
  • [F3]Ronald D. Croatti is a trustee of certain trusts, which as of the date of filing this report, each directly owns a portion of these reported securities. Mr. Croatti disclaims beneficial ownership of these reported securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
  • [F4]Represents shares owned directly by The Red Cat Limited Partnership, a 10% beneficial owner of the issuer, and indirectly by each of Red Cat Management Associates, Inc., Ronald D. Croatti and Cynthia Croatti. Red Cat Management Associates, Inc. is the general partner of The Red Cat Limited Partnership. Ronald D. Croatti and Cynthia Croatti are officers, directors and shareholders of Red Cat Management Associates, Inc. Ronald D. Croatti is the beneficiary, but not a trustee, of a trust holding a limited partnership interest in The Red Cat Limited Partnership. Cynthia Croatti is a trustee or beneficiary of certain trusts which hold limited partnership interests in The Red Cat Limited Partnership.
  • [F5]Each of the aforementioned reporting persons disclaims beneficial ownership of these reported securities, except to the extent of his, her or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
  • [F6]Represents shares owned directly by The Queue Limited Partnership and indirectly by each of Queue Management Associates, Inc., Ronald D. Croatti, Cynthia Croatti and Cecelia Levenstein. Queue Management Associates, Inc. is the general partner of The Queue Limited Partnership. Ronald D. Croatti and Cynthia Croatti are officers, directors and shareholders of Queue Management Associates, Inc., and Cecelia Levenstein is a director and shareholder of Queue Management Associates, Inc. Ronald D. Croatti is a beneficiary, but not a trustee, of a trust holding a limited partnership interest in The Queue Limited Partnership. Cynthia Croatti and Cecelia Levenstein are trustees or beneficiaries of various trusts which hold limited partnership interests in The Queue Limited Partnership.
  • [F7]Represents shares owned indirectly by Ronald D. Croatti as the manager of a limited liability company, MMC Trust LLC. Ronald D. Croatti disclaims beneficial ownership of these reported securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
  • [F8]This stock option became vested and exercisable 100% on the fifth anniversary of the grant date (10/25/2004).

Documents

1 file

Issuer

UNIFIRST CORP

CIK 0000717954

→
Entity typeoperating
IncorporatedMA

Related Parties

1
  • filerCIK 0000717954

Filing Metadata

Form type
4
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 12:22 PM ET
Size
14.2 KB
View on SEC.gov