4//SEC Filing
SNYDER'S-LANCE, INC. 4
Accession 0001437749-14-017445
CIK 0000057528operating
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 5:01 PM ET
Size
16.6 KB
Accession
0001437749-14-017445
Insider Transaction Report
Form 4
WAREHIME MICHAEL A
Director
Transactions
- Gift
$.83-1/3 par value Common Stock
2014-01-14+74,103→ 9,603,182 total - Gift
$.83-1/3 par value Common Stock
2014-01-14−24,701→ 573,991 total(indirect: By daughter)
Holdings
- 4,000
$.83-1/3 par value Common Stock
- 6,189
$.83-1/3 par value Common Stock
- 62,139(indirect: By Trust)
$.83-1/3 par value Common Stock
- 68,565
$.83-1/3 par value Common Stock
- 362,135(indirect: By MAW Associates, LP)
$.83-1/3 par value Common Stock
- 27,318
Option (right to buy)
Exercise: $26.66From: 2015-02-24Exp: 2024-02-24→ Common Stock (27,318 underlying) - 1,041,345(indirect: By Warehime Enterprises, Inc.)
$.83-1/3 par value Common Stock
- 23,555
Option (right to buy)
Exercise: $25.56From: 2014-02-22Exp: 2023-02-23→ Common Stock (23,555 underlying)
WAREHIME PATRICIA A
Director
Transactions
- Gift
$.83-1/3 par value Common Stock
2014-01-14−24,701→ 573,991 total(indirect: By daughter) - Gift
$.83-1/3 par value Common Stock
2014-01-14+74,103→ 9,603,182 total
Holdings
- 6,189
$.83-1/3 par value Common Stock
- 68,565
$.83-1/3 par value Common Stock
- 4,000
$.83-1/3 par value Common Stock
- 62,139(indirect: By Trust)
$.83-1/3 par value Common Stock
- 1,041,345(indirect: By Warehime Enterprises, Inc.)
$.83-1/3 par value Common Stock
- 362,135(indirect: By MAW Associates, LP)
$.83-1/3 par value Common Stock
- 23,555
Option (right to buy)
Exercise: $25.56From: 2014-02-22Exp: 2023-02-23→ Common Stock (23,555 underlying) - 27,318
Option (right to buy)
Exercise: $26.66From: 2015-02-24Exp: 2024-02-24→ Common Stock (27,318 underlying)
Footnotes (10)
- [F1]Gifts of shares from the three daughters of Michael A. Warehime ("MAW"), 24,701 of which were from MAW and Patricia A. Warehime's ("PAW") adult daughter who shares the household with PAW.
- [F10]Options granted pursuant to the 2012 Key Employee Incentive Plan, a Rule 16b-3 Plan.
- [F2]These securities are owned by MAW, who is a member of a "group" with PAW, for purposes of Section 13(d) of the Exchange Act. PAW's beneficial ownership of such securities is indirect.
- [F3]Restricted shares awarded pursuant to the 2012 Key Employee Incentive Plan, a Rule 16b-3 plan. Shares vest one year from award date of 2/24/2014.
- [F4]These securities are owned by PAW. MAW's beneficial ownership of such securities is indirect.
- [F5]Restricted shares issued pursuant to the Snyder's-Lance, Inc. 2014 Director Stock Plan, a Rule 16b-3 Plan
- [F6]Shares held by a subtrust for the benefit of MAW and PAW's adult daughter, who is a trustee of the subtrust and who shares the household with MAW and PAW. MAW and PAW disclaim beneficial ownership of the shares held by such subtrust, and this report should not be deemed an admission that MAW or PAW are the beneficial owners of such shares for the purposes of Section 16 or for any other purpose.
- [F7]Shares owned by MAW and PAW's adult daughter, who shares the household with MAW and PAW. MAW and PAW disclaim beneficial ownership of the shares, and this report should not be deemed an admission that MAW or PAW are the beneficial owners of such shares for the purposes of Section 16 or for any other purpose.
- [F8]These securities are owned by Warehime Enterprises, Inc. ("WEI"). MAW is the majority owner, chairman and an executive officer of WEI. MAW's and PAW's beneficial ownership of such securities is indirect.
- [F9]These securities are owned by MAW Associates, LP ("LP"). PAW is the sole member of the general partner of LP, and MAW is an executive officer of LP. MAW's and PAW's beneficial ownership of such securities is indirect.
Documents
Issuer
SNYDER'S-LANCE, INC.
CIK 0000057528
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0000057528
Filing Metadata
- Form type
- 4
- Filed
- Sep 24, 8:00 PM ET
- Accepted
- Sep 25, 5:01 PM ET
- Size
- 16.6 KB