4//SEC Filing
VIVEVE MEDICAL, INC. 4
Accession 0001437749-14-017696
CIK 0000879682operating
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 9:25 PM ET
Size
7.1 KB
Accession
0001437749-14-017696
Insider Transaction Report
Form 4
VIVEVE MEDICAL, INC.PLCSD
Smith Brigitte
Director10% Owner
Transactions
- Purchase
Common Stock
2014-09-23$0.53/sh+192,262$101,899→ 3,791,069 total - Purchase
Common Stock
2014-09-23$0.53/sh+947,872$502,372→ 3,598,807 total(indirect: See Footnotes)
Footnotes (5)
- [F1]Directly beneficially owned by GBS BioVentures III.
- [F2]GBS Venture Partners Limited is trustee for GBS BioVentures III and may be deemed to have sole voting and investment power over the shares beneficially owned by GBS BioVentures III. Brigitte Smith is the Managing Partner of GBS Venture Partners. Ms. Smith disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein
- [F3]Such amount includes (a) 192,262 shares directly beneficially owned by Ms. Smith (see footnote 5) and (b) 3,598,807 shares indirectly beneficially owned by Ms. Smith (see footnotes 1 and 2).
- [F4]Such amount includes shares issued upon conversion of a Viveve, Inc. convertible promissory note with an aggregate principal and interest amount of $85,716.55, at a conversion price of $0.53 per share.
- [F5]Such amount includes shares issued upon conversion of a Viveve, Inc. convertible promissory note with an aggregate principal and interest amount of $101,898.63, at a conversion price of $0.53 per share
Documents
Issuer
VIVEVE MEDICAL, INC.
CIK 0000879682
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000879682
Filing Metadata
- Form type
- 4
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 9:25 PM ET
- Size
- 7.1 KB