AtheroNova Inc. 4
4 · AtheroNova Inc. · Filed Oct 2, 2014
Insider Transaction Report
Form 4
AtheroNova Inc.AHRO
KNOLL FRED
10% Owner
Transactions
- Purchase
Common Stock Purchase Warrant
2014-09-12+1→ 1 total(indirect: By Europa International, Inc.)Exercise: $2.00From: 2014-09-12Exp: 2019-09-12→ Common Stock (45,045 underlying) - Purchase
8% Senior Secured Convertible Note
2014-09-12+1→ 1 total(indirect: By Europa International, Inc.)Exercise: $1.11From: 2014-09-12Exp: 2015-09-12→ Common Stock (90,091 underlying)
Footnotes (1)
- [F1]Europa International, Inc. purchased the note and warrant for aggregate consideration of $100,000 from the Registrant. The note is convertible at the sole option of the Registrant. Conversion of the note and exercise of the warrant are subject to a beneficial ownership cap of 4.99%. The reporting person, the principal partner and President of Knoll Capital Management, L.P., the investment manager for Europa International, Inc., exercises voting and dispositive power over the shares held by Europa International, Inc. but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.