Home/Filings/4/0001437749-14-018181
4//SEC Filing

AMERICAN LOCKER GROUP INC 4

Accession 0001437749-14-018181

CIK 0000008855operating

Filed

Oct 8, 8:00 PM ET

Accepted

Oct 9, 12:22 PM ET

Size

9.6 KB

Accession

0001437749-14-018181

Insider Transaction Report

Form 4
Period: 2014-08-12
LUBER PAUL B
Director
Transactions
  • Purchase

    Series D Preferred

    2014-08-12$5.00/sh+5,000$25,0005,000 total
    Exercise: $1.00From: 2014-08-12Common Stock ($1.00 par) (25,000 underlying)
  • Purchase

    Call Option (Right to Purchase)

    2014-08-12+24,00024,000 total
    Exercise: $0.01Common Stock ($1.00 par) (24,000 underlying)
Holdings
  • Common Stock ($1.00 par)

    167,237
  • Series C Preferred

    Exercise: $1.98From: 2014-01-11Common Stock ($1.00 par) (50,505 underlying)
    20,000
Footnotes (3)
  • [F1]Mr. Luber may convert the shares of Series C Preferred Stock at any time. This conversion right has no expiration date, except that such right will terminate upon the redemption by the issuer of the Series C Preferred Stock.
  • [F2]Mr. Luber may convert the Series D Preferred Stock at any time after December 8, 2014. This conversion right has no expiration date, except that such right will terminate upon the redemption by the issuer of the Series D Preferred Stock.
  • [F3]In connection with Mr. Luber's purchase of the Series D Preferred Stock, the issuer granted Mr. Luber the right to purchase 24,000 shares of common stock, par value $1.00 per share, for a purchase price of $0.01 per share. Mr. Luber may exercise this purchase right when he elects to convert his shares of Series D Preferred Stock into shares of common stock.

Issuer

AMERICAN LOCKER GROUP INC

CIK 0000008855

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000008855

Filing Metadata

Form type
4
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 12:22 PM ET
Size
9.6 KB