Home/Filings/4/0001437749-14-022099
4//SEC Filing

BAYLAKE CORP 4

Accession 0001437749-14-022099

CIK 0000275119operating

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 4:11 PM ET

Size

14.7 KB

Accession

0001437749-14-022099

Insider Transaction Report

Form 4
Period: 2014-12-12
HAUSER JOHN A
Senior Vice President
Transactions
  • Gift

    Common Stock

    2014-12-121603,707 total
Holdings
  • Common Stock

    (indirect: By IRA)
    6,869
  • Restricted Stock Units

    2,331
  • Restricted Stock Units

    1,911
  • Stock Options

    Exercise: $4.15Exp: 2021-03-15Common Stock (3,885 underlying)
    3,885
  • Restricted Stock Units

    1,554
  • Restricted Stock Units

    750
  • Stock Options

    Exercise: $9.50Exp: 2023-03-19Common Stock (2,932 underlying)
    2,932
  • Stock Options

    Exercise: $6.20Exp: 2022-04-01Common Stock (3,885 underlying)
    3,885
  • Stock Options

    Exercise: $13.90Exp: 2024-03-18Common stock (3,198 underlying)
    3,198
Footnotes (8)
  • [F1]The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F2]The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F3]The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F4]The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F5]The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F6]The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F7]The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F8]The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.

Issuer

BAYLAKE CORP

CIK 0000275119

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0000275119

Filing Metadata

Form type
4
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 4:11 PM ET
Size
14.7 KB