4//SEC Filing
NV5 Holdings, Inc. 4
Accession 0001437749-15-000837
CIK 0001532961operating
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 1:31 PM ET
Size
7.5 KB
Accession
0001437749-15-000837
Insider Transaction Report
Form 4
Liss Jeffrey A.
Director
Transactions
- Exercise of In-Money
Warrant (Right to Buy)
2015-01-16−8,000→ 0 total(indirect: By Trust)Exercise: $7.80From: 2015-01-05Exp: 2015-02-04→ Common Stock (8,000 underlying) - Exercise of In-Money
Common Stock
2015-01-16$7.80/sh+8,000$62,400→ 21,000 total(indirect: By Trust)
Footnotes (3)
- [F1]Jeffrey Liss is a trustee of the Nancy J. Liss Revocable Trust, dated 12/14/1999. Mr. Liss disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F2]The Issuer effectuated a the call for the redemption of all of its outstanding public warrants commencing on January 5, 2015 after satisfying the applicable conditions set forth in the amended and restated warrant agreement, dated as of September 24, 2013, governing the public warrants. The public warrant holders have until 5:00 p.m., New York City time, on February 4, 2015 to exercise their public warrants at $7.80 per share.
- [F3]Jeffrey Liss is a trustee of the Nancy J. Liss Revocable Trust, dated 12/14/1999. Mr. Liss disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Documents
Issuer
NV5 Holdings, Inc.
CIK 0001532961
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001532961
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 1:31 PM ET
- Size
- 7.5 KB