NATIONAL HOLDINGS CORP 4
4 · NATIONAL HOLDINGS CORP · Filed Jan 22, 2015
Insider Transaction Report
Form 4
NATIONAL HOLDINGS CORPNHLD.OB
LEVIN ALAN B
Chief Financial Officer
Transactions
- Award
Restricted Stock Units
2013-09-19+50,000→ 50,000 total→ Common Stock (50,000 underlying) - Exercise/Conversion
Restricted Stock Units
2013-09-19−16,667→ 33,333 total→ Common Stock (16,667 underlying) - Exercise/Conversion
Restricted Stock Units
2014-09-19−16,667→ 16,666 total→ Common Stock (16,667 underlying) - Exercise/Conversion
Common Stock, par value $0.02 per share
2013-09-19+16,667→ 57,167 total - Exercise/Conversion
Common Stock, par value $0.02 per share
2014-09-19+16,667→ 123,834 total
Footnotes (3)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]Includes 50,000 shares of common stock acquired by the reporting person on March 19, 2014 and previously reported on a Form 4 filed by the reporting person on March 19, 2014.
- [F3]On September 19, 2013, the reporting person was granted 50,000 restricted stock units under the National Holdings Corporation 2013 Omnibus Incentive Plan. The restricted stock units vest as follows: (1) 1/3 vested on September 19, 2013, (2) 1/3 vested on September 19, 2014 and (3) 1/3 will vest on September 19, 2015.