ENERGY FOCUS, INC/DE 4
4 · ENERGY FOCUS, INC/DE · Filed Feb 18, 2015
Insider Transaction Report
Form 4
Cohen William
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2015-02-17$4.30/sh+200,000$860,000→ 600,000 total(indirect: By LLC) - Exercise of In-Money
Warrant (Right to Buy)
2015-02-17−200,000→ 0 total(indirect: By LLC)Exercise: $4.30From: 2012-03-02Exp: 2015-03-02→ Common Stock (200,000 underlying)
Holdings
- 108,695
Common Stock
- 5,000
Stock Option
Exercise: $5.50From: 2014-08-15Exp: 2024-07-15→ Common Stock (5,000 underlying)
Footnotes (2)
- [F1]William Cohen is the Manager and controlling Member of Costar Partners II, LLC.
- [F2]Date applies to 1/12th of the total as option vest monthly over a twelve month period.