ENERGY FOCUS, INC/DE 4
4 · ENERGY FOCUS, INC/DE · Filed Feb 26, 2015
Insider Transaction Report
Form 4
Tu James
Director
Transactions
- Exercise of In-Money
Common Stock
2015-02-24$4.30/sh+90,000$387,000→ 300,000 total(indirect: Held by 5 Elements Global Fund L.P.) - Exercise of In-Money
Warrant (Right to Buy)
2015-02-24−90,000→ 0 total(indirect: Held by 5 Elements Global Fund L.P.)Exercise: $4.30From: 2012-02-27Exp: 2015-02-27→ Common Stock (90,000 underlying)
Footnotes (1)
- [F1]James Tu has investment and voting power over the shares.