4//SEC Filing
ENERGY FOCUS, INC/DE 4
Accession 0001437749-15-003470
$EFOICIK 0000924168operating
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 12:22 PM ET
Size
6.7 KB
Accession
0001437749-15-003470
Insider Transaction Report
Form 4
Tu James
Director
Transactions
- Exercise of In-Money
Common Stock
2015-02-24$4.30/sh+90,000$387,000→ 300,000 total(indirect: Held by 5 Elements Global Fund L.P.) - Exercise of In-Money
Warrant (Right to Buy)
2015-02-24−90,000→ 0 total(indirect: Held by 5 Elements Global Fund L.P.)Exercise: $4.30From: 2012-02-27Exp: 2015-02-27→ Common Stock (90,000 underlying)
Footnotes (1)
- [F1]James Tu has investment and voting power over the shares.
Documents
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000924168
Filing Metadata
- Form type
- 4
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 12:22 PM ET
- Size
- 6.7 KB