BAYLAKE CORP·4

Mar 19, 2:58 PM ET

BAYLAKE CORP 4

4 · BAYLAKE CORP · Filed Mar 19, 2015

Insider Transaction Report

Form 4
Period: 2015-03-17
HANSON DANIEL M
Senior VP Operations/IT
Transactions
  • Award

    Stock Options

    2015-03-17+3,2393,239 total
    Exercise: $12.52Exp: 2025-03-17Common Stock (3,239 underlying)
  • Award

    Restricted Stock Units

    2015-03-17$12.52/sh+1,405$17,5911,405 total
Holdings
  • Stock Options

    Exercise: $4.15Exp: 2021-03-15Common stock (4,188 underlying)
    4,188
  • Common Stock

    6,999.604
  • Restricted Stock Units

    2,512
  • Restricted Stock Units

    1,572
  • Stock Options

    Exercise: $6.20Exp: 2022-04-01Common Stock (4,188 underlying)
    4,188
  • Stock Options

    Exercise: $13.90Exp: 2024-03-18Common Stock (3,508 underlying)
    3,508
  • Common Stock

    6,240
  • Common Stock

    (indirect: By IRA)
    546.882
  • Restricted Stock Units

    837
  • Restricted Stock Units

    658
  • Stock Options

    Exercise: $9.50Exp: 2023-03-19Common Stock (3,216 underlying)
    3,216
Footnotes (10)
  • [F1]The aggregate restricted stock units were granted on 3/17/2015 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F10]The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F2]The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F3]The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F4]The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F5]The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F6]The aggregate stock options were granted on 3/17/2015 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F7]The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F8]The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F9]The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4