ADVANCED PHOTONIX INC 4/A
4/A · ADVANCED PHOTONIX INC · Filed May 13, 2015
Insider Transaction Report
Form 4/AAmended
Williamson Steven
DirectorChief Technology Officer
Transactions
- Disposition to Issuer
Class A Common Stock
2015-05-08−64,000→ 0 total - Disposition to Issuer
Class A Common Stock
2015-05-08−1,883,200→ 0 total(indirect: By Trust) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-05-08−12,500→ 0 totalExercise: $1.50From: 2009-06-10Exp: 2018-06-10→ Common Stock (12,500 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-05-08−12,500→ 0 totalExercise: $1.50From: 2011-06-10Exp: 2018-06-10→ Common Stock (12,500 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-05-08−8,333→ 0 totalExercise: $0.63From: 2013-06-12Exp: 2022-06-12→ Common Stock (8,333 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-05-08−8,334→ 0 totalExercise: $0.63From: 2014-06-12Exp: 2022-06-12→ Common Stock (8,334 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-05-08−12,500→ 0 totalExercise: $1.50From: 2008-12-10Exp: 2018-06-10→ Common Stock (12,500 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-05-08−12,500→ 0 totalExercise: $1.50From: 2010-06-10Exp: 2018-06-10→ Common Stock (12,500 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-05-08−47,368→ 0 totalExercise: $1.51From: 2011-12-27Exp: 2021-06-27→ Common Stock (47,368 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-05-08−8,333→ 0 totalExercise: $0.63From: 2012-12-12Exp: 2022-06-12→ Common Stock (8,333 underlying)
Footnotes (9)
- [F1]Each share of Class A Common Stock was disposed of pursuant to the Agreement of Merger and Plan of Reorganization, dated as of January 30, 2015 (the "Merger Agreement"), by and among the Issuer, Luna Innovations Incorporated ("Luna") and API Merger Sub, Inc. in exchange for 0.31782 shares of Luna common stock having a market value of $1.33 per share on the effective date of the merger. Footnote 1 on this Form 4/A includes the closing price of Luna common stock which was inadvertently omitted from the Form 4, as originally filed on May 8, 2015.
- [F2]The options were assumed by Luna pursuant to the Merger Agreement and replaced with an option to purchase a number of whole Luna common stock equal to the product of (i) the number of shares of Issuer common stock subject to such Issuer option multiplied by (ii) 0.31782 and rounding the resulting number down to the nearest whole number of shares of Luna common stock, at an exercise price per share equal to the quotient obtained by dividing (x) the exercise price per share of the Issuer option by (y) 0.31782 and rounding the resulting exercise price up to the nearest whole cent.
- [F3]The options were assumed by Luna pursuant to the Merger Agreement and replaced with an option to purchase a number of whole Luna common stock equal to the product of (i) the number of shares of Issuer common stock subject to such Issuer option multiplied by (ii) 0.31782 and rounding the resulting number down to the nearest whole number of shares of Luna common stock, at an exercise price per share equal to the quotient obtained by dividing (x) the exercise price per share of the Issuer option by (y) 0.31782 and rounding the resulting exercise price up to the nearest whole cent.
- [F4]The options were assumed by Luna pursuant to the Merger Agreement and replaced with an option to purchase a number of whole Luna common stock equal to the product of (i) the number of shares of Issuer common stock subject to such Issuer option multiplied by (ii) 0.31782 and rounding the resulting number down to the nearest whole number of shares of Luna common stock, at an exercise price per share equal to the quotient obtained by dividing (x) the exercise price per share of the Issuer option by (y) 0.31782 and rounding the resulting exercise price up to the nearest whole cent.
- [F5]The options were assumed by Luna pursuant to the Merger Agreement and replaced with an option to purchase a number of whole Luna common stock equal to the product of (i) the number of shares of Issuer common stock subject to such Issuer option multiplied by (ii) 0.31782 and rounding the resulting number down to the nearest whole number of shares of Luna common stock, at an exercise price per share equal to the quotient obtained by dividing (x) the exercise price per share of the Issuer option by (y) 0.31782 and rounding the resulting exercise price up to the nearest whole cent.
- [F6]The options were assumed by Luna pursuant to the Merger Agreement and replaced with an option to purchase a number of whole Luna common stock equal to the product of (i) the number of shares of Issuer common stock subject to such Issuer option multiplied by (ii) 0.31782 and rounding the resulting number down to the nearest whole number of shares of Luna common stock, at an exercise price per share equal to the quotient obtained by dividing (x) the exercise price per share of the Issuer option by (y) 0.31782 and rounding the resulting exercise price up to the nearest whole cent.
- [F7]The options were assumed by Luna pursuant to the Merger Agreement and replaced with an option to purchase a number of whole Luna common stock equal to the product of (i) the number of shares of Issuer common stock subject to such Issuer option multiplied by (ii) 0.31782 and rounding the resulting number down to the nearest whole number of shares of Luna common stock, at an exercise price per share equal to the quotient obtained by dividing (x) the exercise price per share of the Issuer option by (y) 0.31782 and rounding the resulting exercise price up to the nearest whole cent.
- [F8]The options were assumed by Luna pursuant to the Merger Agreement and replaced with an option to purchase a number of whole Luna common stock equal to the product of (i) the number of shares of Issuer common stock subject to such Issuer option multiplied by (ii) 0.31782 and rounding the resulting number down to the nearest whole number of shares of Luna common stock, at an exercise price per share equal to the quotient obtained by dividing (x) the exercise price per share of the Issuer option by (y) 0.31782 and rounding the resulting exercise price up to the nearest whole cent.
- [F9]The options were assumed by Luna pursuant to the Merger Agreement and replaced with an option to purchase a number of whole Luna common stock equal to the product of (i) the number of shares of Issuer common stock subject to such Issuer option multiplied by (ii) 0.31782 and rounding the resulting number down to the nearest whole number of shares of Luna common stock, at an exercise price per share equal to the quotient obtained by dividing (x) the exercise price per share of the Issuer option by (y) 0.31782 and rounding the resulting exercise price up to the nearest whole cent.