Home/Filings/4/0001437749-15-011597
4//SEC Filing

TOWERSTREAM CORP 4

Accession 0001437749-15-011597

CIK 0001349437operating

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 9:00 PM ET

Size

9.5 KB

Accession

0001437749-15-011597

Insider Transaction Report

Form 4
Period: 2015-05-28
Urso Philip
Director10% OwnerOther
Transactions
  • Exercise of In-Money

    Common Stock, par value $0.001 per share

    2015-05-28+2,5531,361,443 total
  • Award

    Non-Qualified Stock Option

    2015-06-01+50,00050,000 total
    Exercise: $2.07Exp: 2025-05-31Common Stock (50,000 underlying)
  • Exercise of In-Money

    Non-Qualified Stock Option

    2015-05-2822,50022,500 total
    Exercise: $1.80From: 2010-06-01Exp: 2015-05-31Common Stock (22,500 underlying)
Footnotes (3)
  • [F1]The Reporting Person held 22,500 options which were scheduled to expire on May 31, 2015. The Reporting Person elected to exercise the options on a cashless basis which means that 19,947 shares were retained by the Company as payment for the cost to exercise the options. The Reporting Person did not directly sell any shares of common stock. The Reporting Person continues to hold the 2,553 shares received.
  • [F2]Excludes 103,886 shares of common stock held in trusts for the benefit of Mr.Urso's minor children, of which Mr. Urso is not a trustee. Mr. Urso disclaims beneficial ownership of the 103,886 shares held in trusts.
  • [F3]Options granted under the registrant's 2008 Non-Employee Directors Compensation Plan. The options vest ratably over a one year period commencing on the grant date.

Issuer

TOWERSTREAM CORP

CIK 0001349437

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001349437

Filing Metadata

Form type
4
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 9:00 PM ET
Size
9.5 KB