NovaBay Pharmaceuticals, Inc. 4
4 · NovaBay Pharmaceuticals, Inc. · Filed Oct 6, 2015
Insider Transaction Report
Form 4
WU ROY J
SVP Bus & Corp Development
Transactions
- Award
Restricted Stock Unit
2015-10-05+25,000→ 25,000 totalExercise: $0.00→ common stock (25,000 underlying) - Award
Option (right to buy)
2015-10-05+150,000→ 614,725 totalExercise: $0.27From: 2016-10-05Exp: 2025-10-05→ common stock (150,000 underlying)
Footnotes (4)
- [F1]100% vests on the one-year anniversary of the grant date, subject to continued employment.
- [F2]Not Applicable
- [F3]RSUs granted pursuant to 2007 Omnibus Incentive Plan.
- [F4]Options granted pursuant to 2007 Omnibus Incentive Plan and NovaBay's Annual Employee Equity Refresh Program. 25% will vest on the first anniversary of the Grant Date. 6.25% will vest every three months thereafter.