4//SEC Filing
NATIONAL HOLDINGS CORP 4
Accession 0001437749-15-021229
CIK 0001023844operating
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 5:53 PM ET
Size
6.8 KB
Accession
0001437749-15-021229
Insider Transaction Report
Form 4
LEVIN ALAN B
Chief Financial Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2015-09-19−1,666→ 0 total→ Common Stock (1,666 underlying) - Exercise/Conversion
Common Stock, par value $0.02 per share
2015-09-19+1,666→ 14,050 total
Footnotes (2)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]On September 19, 2013, the reporting person was granted 50,000 restricted stock units under the National Holdings Corporation 2013 Omnibus Incentive Plan. The restricted stock units vested as follows: (1) 1/3 vested on September 19, 2013, (2) 1/3 vested on September 19, 2014 and (3) 1/3 vested on September 19, 2015.
Documents
Issuer
NATIONAL HOLDINGS CORP
CIK 0001023844
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001023844
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 5:53 PM ET
- Size
- 6.8 KB