NATIONAL HOLDINGS CORP 4
4 · NATIONAL HOLDINGS CORP · Filed Nov 19, 2015
Insider Transaction Report
Form 4
LEVIN ALAN B
Chief Financial Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2015-09-19−1,666→ 0 total→ Common Stock (1,666 underlying) - Exercise/Conversion
Common Stock, par value $0.02 per share
2015-09-19+1,666→ 14,050 total
Footnotes (2)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]On September 19, 2013, the reporting person was granted 50,000 restricted stock units under the National Holdings Corporation 2013 Omnibus Incentive Plan. The restricted stock units vested as follows: (1) 1/3 vested on September 19, 2013, (2) 1/3 vested on September 19, 2014 and (3) 1/3 vested on September 19, 2015.