4//SEC Filing
LIGHTING SCIENCE GROUP CORP 4
Accession 0001437749-15-021353
CIK 0000866970operating
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 4:51 PM ET
Size
8.4 KB
Accession
0001437749-15-021353
Insider Transaction Report
Form 4
HARKLEROAD DONALD R
Director
Transactions
- Disposition to Issuer
Common Stock
2015-11-19−240,000→ 643,014 total - Award
Non-Qualified Stock Option (Right to Buy)
2015-11-19+515,021→ 515,021 totalExercise: $0.13Exp: 2025-11-19→ Common Stock (515,021 underlying)
Holdings
- 281,199(indirect: By The Bristol Company)
Common Stock
Footnotes (3)
- [F1]Represents the cancellation of restricted shares of common stock of Lighting Science Group Corporation (the "Issuer"), par value $0.001 per share (each, a "Share"), which were originally granted to the reporting person on March 24, 2015 by the Issuer's board of directors as compensation for the reporting person's service during 2015 as (i) a member of the Issuer's board of directors, (ii) a member and chair of the Issuer's committee of independent directors and (iii) a member and chair of the Issuer's audit committee. The cancelled Shares would have vested in full on January 1, 2016. The reporting person received a stock option representing the right to purchase 515,021 Shares as consideration for the cancellation.
- [F2]The reporting person is the sole shareholder of The Bristol Company and as such may be deemed to beneficially own the shares held by The Bristol Company.
- [F3]Represents a stock option granted to the reporting person on November 19, 2015 as consideration for the cancellation of 240,000 restricted Shares. This stock option will vest in full on January 1, 2016.
Documents
Issuer
LIGHTING SCIENCE GROUP CORP
CIK 0000866970
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000866970
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 4:51 PM ET
- Size
- 8.4 KB