4//SEC Filing
LIGHTING SCIENCE GROUP CORP 4
Accession 0001437749-15-021361
CIK 0000866970operating
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 5:12 PM ET
Size
7.5 KB
Accession
0001437749-15-021361
Insider Transaction Report
Form 4
Jones James L
Director
Transactions
- Award
Non-Qualified Stock Option (Right to Buy)
2015-11-19+429,185→ 429,185 totalExercise: $0.13Exp: 2025-11-19→ Common Stock (429,185 underlying) - Disposition to Issuer
Common Stock
2015-11-19−200,000→ 150,137 total
Footnotes (3)
- [F1]Represents the cancellation of restricted shares of common stock of Lighting Science Group Corporation (the "Issuer"), par value $0.001 per share (each, a "Share"), which were originally granted to the reporting person on March 24, 2015 by the Issuer's board of directors as compensation for the reporting person's service during 2015 as a member of the Issuer's board of directors. The cancelled Shares would have vested in full on January 1, 2016. The reporting person received a stock option representing the right to purchase 429,185 Shares as consideration for the cancellation.
- [F2]Represents 150,137 shares of the Issuer's common stock previously held through Jones Group International LLC, an entity that is wholly owned by the reporting person.
- [F3]Represents a stock option granted to the reporting person on November 19, 2015 as consideration for the cancellation of 200,000 restricted Shares. This stock option will vest in full on January 1, 2016.
Documents
Issuer
LIGHTING SCIENCE GROUP CORP
CIK 0000866970
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000866970
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 5:12 PM ET
- Size
- 7.5 KB