VIVEVE MEDICAL, INC. 4
4 · VIVEVE MEDICAL, INC. · Filed Mar 15, 2016
Insider Transaction Report
Form 4
VIVEVE MEDICAL, INC.VIVMF
Atkinson James G.
CBO & President
Transactions
- Award
Common Stock
2016-01-04+146,992→ 146,992 total - Tax Payment
Common Stock
2016-01-04$0.78/sh−54,798$42,742→ 92,194 total
Holdings
- 3,485,264(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The reporting person is a participant in the Issuer's 2013 Stock Option and Incentive Plan, as amended, and received a restricted stock award of 146,992 shares of common stock on January 4, 2016 (the "Award Date"). The shares vest on the one-year anniversary of the Award Date. See footnote 2 below. Following the payment of the tax withholding obligations, the reporting person received 92,194 shares of restricted common stock.
- [F2]Settlement of tax withholding obligations, exempt from Section 16(b) under Rule 16b-3(e).
- [F3]Includes 2,669,884 shares of common stock purchased by an individual retirement account created for the benefit of the reporting person (the "IRA"), 784,780 shares of common stock purchased by the Atkinson Family Revocable Trust Dated 08/26/2013 (the "Trust") and 30,600 shares of common stock purchased pursuant to a Rule 10b5-1 trading plan adopted by the reporting person as custodian for a minor child. The reporting person is the beneficiary of the IRA and a trustee and a co-beneficiary of the Trust.