Nuvectra Corp|4Mar 16, 7:29 PM ET

Nuvectra Corp 4

4 · Nuvectra Corp · Filed Mar 16, 2016

Form 4

Period: 2016-03-14

EVP, Sales & Marketing

Transactions

Other
Common Stock
2016-03-14+240→ 284 total
Other
Stock Option (right to buy)
2016-03-14+3,924→ 3,924 total
Exercise: $9.84Exp: 2025-01-05→ Common Stock (3,924 underlying)
Other
Common Stock
2016-03-14+44→ 44 total
Other
Common Stock
2016-03-14+337→ 621 total
Other
Stock Option (right to buy)
2016-03-14+818→ 818 total
Exercise: $8.85Exp: 2024-01-06→ Common Stock (818 underlying)

Footnotes (6)

[F1]Represents shares acquired as a result of adjustments required due to Nuvectra's spin-off from Greatbatch Inc. on March 14, 2016. These shares are held in the reporting owner's 401(K) account.
[F2]Represents restricted stock units granted to the reporting person as a result of adjustments required due to Nuvectra's spin-off from Greatbatch Inc. on March 14, 2016. The restricted stock units vest on the schedule set forth in the original grant agreement.
[F3]Represents performance-based restricted stock units granted to the reporting person as a result of of adjustments required due to Nuvectra's spin-off from Greatbatch Inc. on March 14, 2016. The restricted stock units will vest depending upon the achievement of the performance objectives as set forth in the original grant agreement.
[F4]Represents Non-employee Director nonqualified stock options to purchase Nuvectra's common stock, which were granted as a result of adjustments required due to Nuvectra's spin-off from Greatbatch Inc. on March 14, 2016.
[F5]This option will vest in three equal installments beginning on December 29, 2016, the first anniversary date of the existing option award.
[F6]This option will vest in three equal installments beginning on December December 29, 2015, the first anniversary of the existing option award.

Documents

1 file