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Nuvectra Corp 4

Accession 0001437749-16-027861

CIK 0001648893operating
View on SEC.govCompany Profile

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 7:29 PM ET

Size

12.7 KB

Accession

0001437749-16-027861

Insider Transaction Report

Form 4
Period: 2016-03-14
Nuvectra CorpNVTR
Hickman Thomas Kelley
EVP, Sales & Marketing
Transactions
  • Other

    Common Stock

    2016-03-14+240→ 284 total
  • Other

    Stock Option (right to buy)

    2016-03-14+3,924→ 3,924 total
    Exercise: $9.84Exp: 2025-01-05→ Common Stock (3,924 underlying)
  • Other

    Common Stock

    2016-03-14+44→ 44 total
  • Other

    Common Stock

    2016-03-14+337→ 621 total
  • Other

    Stock Option (right to buy)

    2016-03-14+818→ 818 total
    Exercise: $8.85Exp: 2024-01-06→ Common Stock (818 underlying)
Footnotes (6)
  • [F1]Represents shares acquired as a result of adjustments required due to Nuvectra's spin-off from Greatbatch Inc. on March 14, 2016. These shares are held in the reporting owner's 401(K) account.
  • [F2]Represents restricted stock units granted to the reporting person as a result of adjustments required due to Nuvectra's spin-off from Greatbatch Inc. on March 14, 2016. The restricted stock units vest on the schedule set forth in the original grant agreement.
  • [F3]Represents performance-based restricted stock units granted to the reporting person as a result of of adjustments required due to Nuvectra's spin-off from Greatbatch Inc. on March 14, 2016. The restricted stock units will vest depending upon the achievement of the performance objectives as set forth in the original grant agreement.
  • [F4]Represents Non-employee Director nonqualified stock options to purchase Nuvectra's common stock, which were granted as a result of adjustments required due to Nuvectra's spin-off from Greatbatch Inc. on March 14, 2016.
  • [F5]This option will vest in three equal installments beginning on December 29, 2016, the first anniversary date of the existing option award.
  • [F6]This option will vest in three equal installments beginning on December December 29, 2015, the first anniversary of the existing option award.

Documents

1 file

Issuer

Nuvectra Corp

CIK 0001648893

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001648893

Filing Metadata

Form type
4
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 7:29 PM ET
Size
12.7 KB
View on SEC.gov