Home/Filings/4/0001437749-16-031218
4//SEC Filing

Enservco Corp 4

Accession 0001437749-16-031218

CIK 0000319458operating

Filed

May 8, 8:00 PM ET

Accepted

May 9, 12:16 PM ET

Size

13.7 KB

Accession

0001437749-16-031218

Insider Transaction Report

Form 4
Period: 2016-05-05
Kasch Rick D
Chief Financial Officer
Transactions
  • Award

    Stock Option

    2016-05-05+350,000350,000 total
    Exercise: $0.60From: 2016-12-31Exp: 2021-05-05Common Stock (350,000 underlying)
  • Award

    Stock Option

    2016-05-05+500,000500,000 total
    Exercise: $0.60From: 2016-12-31Exp: 2021-05-05Common Stock (500,000 underlying)
Holdings
  • Stock Option

    Exercise: $1.10From: 2012-07-19Exp: 2016-07-19Common Stock (600,000 underlying)
    600,000
  • Common Stock

    1,849,324
  • Stock Option

    Exercise: $1.74From: 2016-01-01Exp: 2020-04-08Common Stock (210,000 underlying)
    210,000
  • Warrants

    Exercise: $0.55From: 2012-11-02Exp: 2017-11-30Common Stock (37,000 underlying)
    37,000
  • Stock Option

    Exercise: $0.46From: 2013-06-06Exp: 2017-06-06Common Stock (425,000 underlying)
    425,000
Footnotes (5)
  • [F1]Options granted pursuant to Enservco's 2010 Stock Incentive Plan on 5/5/16. Options to acquire 116,667 shares vest on 12/31/16; 116,667 on 12/31/17; and the remaining options vest on 12/31/18.
  • [F2]Options granted pursuant to Enservco's 2010 Stock Incentive Plan on 5/5/16. Options to acquire 250,000 shares vest on 12/31/16 and the remaining options vest on 12/31/17.
  • [F3]Options granted pursuant to Enservco's 2010 Stock Incentive Plan on 4/8/15. Options to acquire 70,000 shares vested on 1/1/16; 70,000 vest on 1/1/17; and the remaining options vest on 1/1/18.
  • [F4]Options granted pursuant to Enservco's 2010 Stock Incentive Plan on 6/5/12. Options to acquire 150,000 shares vested on 6/5/12; 150,000 on 6/5/13; and the remaining options vested on 6/5/14.
  • [F5]Options granted pursuant to Enservco's 2010 Stock Incentive Plan on 7/19/11. Options to acquire 300,000 shares vested on 7/19/11 and the remaining options vested on 7/19/12.

Issuer

Enservco Corp

CIK 0000319458

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000319458

Filing Metadata

Form type
4
Filed
May 8, 8:00 PM ET
Accepted
May 9, 12:16 PM ET
Size
13.7 KB