LIGHTING SCIENCE GROUP CORP·4

May 31, 4:55 PM ET

LIGHTING SCIENCE GROUP CORP 4

4 · LIGHTING SCIENCE GROUP CORP · Filed May 31, 2016

Insider Transaction Report

Form 4
Period: 2015-10-20
Maxik Fred
Chief Technology Officer
Transactions
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2015-10-20+10,837,55010,837,550 total
    Exercise: $0.11Exp: 2025-10-20Common Stock (10,837,550 underlying)
  • Award

    Incentive Stock Option (Right to Buy)

    2015-10-20+3,126,7073,126,707 total
    Exercise: $0.11Exp: 2025-10-20Common Stock (3,126,707 underlying)
Footnotes (1)
  • [F1]The Non-Qualified Stock Option and the Incentive Stock Option vest and become exercisable in six equal tranches over a five-year period, with the first tranche vesting on October 20, 2015 (the "Grant Date"), the second tranche vesting on the first anniversary of the Grant Date, and the remaining tranches vesting annually thereafter, such that the final tranche vests on the fifth anniversary of the Grant Date.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4