Home/Filings/4/0001437749-16-033877
4//SEC Filing

GOLDEN ENTERTAINMENT, INC. 4

Accession 0001437749-16-033877

$GDENCIK 0001071255operating

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 3:23 PM ET

Size

8.7 KB

Accession

0001437749-16-033877

Insider Transaction Report

Form 4
Period: 2016-06-13
Transactions
  • Award

    Stock Option (right to buy)

    2016-06-13+20,00020,000 total
    Exercise: $9.05Exp: 2025-08-26Common Stock (20,000 underlying)
  • Award

    Stock Option (right to buy)

    2016-06-13+10,00010,000 total
    Exercise: $12.88Exp: 2026-06-12Common Stock (10,000 underlying)
Footnotes (4)
  • [F1]The option grant was approved by the Golden Entertainment, Inc. board of directors on August 27, 2015, subject to shareholder approval of the Golden Entertainment, Inc. 2015 Incentive Award Plan under which the option was granted. Golden Entertainment, Inc.'s shareholders approved the plan on June 13, 2016.
  • [F2]The option vests in three equal annual installments beginning on August 27, 2016. Notwithstanding the foregoing vesting schedule, in no event may the option be exercised prior to the earlier of (i) 08/01/18, or (ii) immediately prior to the consummation of a "change in control" under Section 2.8(a), (c) or (d) of the 2015 Incentive Award Plan which results in an "ownership change" as defined in Section 382 of the Internal Revenue Code of 1986, as amended, or any successor statute
  • [F3]The option grant was approved by the Golden Entertainment, Inc. board of directors on June 13, 2016, subject to shareholder approval of the Golden Entertainment, Inc. 2015 Incentive Award Plan under which the option was granted. Golden Entertainment, Inc.'s shareholders subsequently approved the plan on June 13, 2016.
  • [F4]The option vests on June 13, 2017. Notwithstanding the foregoing vesting schedule, in no event may the option be exercised prior to the earlier of (i) 08/01/18, or (ii) immediately prior to the consummation of a "change in control" under Section 2.8(a), (c) or (d) of the 2015 Incentive Award Plan which results in an "ownership change" as defined in Section 382 of the Internal Revenue Code of 1986, as amended, or any successor statute.

Issuer

GOLDEN ENTERTAINMENT, INC.

CIK 0001071255

Entity typeoperating
IncorporatedMN

Related Parties

1
  • filerCIK 0001071255

Filing Metadata

Form type
4
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 3:23 PM ET
Size
8.7 KB