4//SEC Filing
VIVEVE MEDICAL, INC. 4
Accession 0001437749-16-034192
CIK 0000879682operating
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 5:51 PM ET
Size
7.9 KB
Accession
0001437749-16-034192
Insider Transaction Report
Form 4
Atkinson James G.
CBO & President
Transactions
- Purchase
Common Stock
2016-06-17$5.00/sh+100,000$500,000→ 433,737 total(indirect: By IRA)
Holdings
- 11,525
Common Stock
- 3,825(indirect: By Children)
Common Stock
- 98,099(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]The reporting person purchased these shares in connection with the closing of a public offering of the Issuer's common stock (the "Offering") at the Offering price of $5.00 per share. The shares are subject to a lock-up provision for a period of 90 days following June 14, 2016, as required under a lock-up agreement with the underwriters of the Offering.
- [F2]On April 15, 2016, the Issuer effected a 1-for-8 reverse stock split of its common stock (the "Split"), which began trading on a post-Split basis on April 18, 2016. The amount reported in Column 5 represents securities beneficially owned on a post-Split basis.
- [F3]Shares directly beneficially owned by an individual retirement account created for the benefit of the reporting person (the "IRA"). The reporting person is the beneficiary of the IRA.
- [F4]Shares directly beneficially owned by Atkinson Family Revocable Trust Dated 08/26/2013 (the "Trust"). The reporting person a trustee and a co-beneficiary of the Trust.
- [F5]Shares purchased pursuant to a Rule 10b5-1 trading plan adopted by the reporting person as custodian for a minor child.
Documents
Issuer
VIVEVE MEDICAL, INC.
CIK 0000879682
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000879682
Filing Metadata
- Form type
- 4
- Filed
- Jun 20, 8:00 PM ET
- Accepted
- Jun 21, 5:51 PM ET
- Size
- 7.9 KB