4//SEC Filing
VIVEVE MEDICAL, INC. 4
Accession 0001437749-16-034195
CIK 0000879682operating
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 5:52 PM ET
Size
10.1 KB
Accession
0001437749-16-034195
Insider Transaction Report
Form 4
STONEPINE CAPITAL, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2016-06-17$5.00/sh+300,000$1,500,000→ 2,599,711 total(indirect: See)
Stonepine Capital Management, LLC
Director10% Owner
Transactions
- Purchase
Common Stock
2016-06-17$5.00/sh+300,000$1,500,000→ 2,599,711 total(indirect: See)
LYNCH TIMOTHY P
Director10% Owner
Transactions
- Purchase
Common Stock
2016-06-17$5.00/sh+300,000$1,500,000→ 2,599,711 total(indirect: See)
Plexico Jon M
Director10% Owner
Transactions
- Purchase
Common Stock
2016-06-17$5.00/sh+300,000$1,500,000→ 2,599,711 total(indirect: See)
Footnotes (3)
- [F1]Stonepine Capital, L.P. (the "Fund") purchased these shares in connection with the closing of a public offering of the Issuer's common stock (the "Offering") at the Offering price of $5.00 per share. The shares are subject to a lock-up provision for a period of 90 days following June 14, 2016, as required under a lock-up agreement with the underwriters of the Offering.
- [F2]On April 15, 2016, the Issuer effected a 1-for-8 reverse stock split of its common stock (the "Split"), which began trading on a post-Split basis on April 18, 2016. The amount reported in Column 5 represents securities beneficially owned on a post-Split basis.
- [F3]The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), the Fund, Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of the Fund. Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Fund for the benefit of its investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein.
Documents
Issuer
VIVEVE MEDICAL, INC.
CIK 0000879682
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000879682
Filing Metadata
- Form type
- 4
- Filed
- Jun 20, 8:00 PM ET
- Accepted
- Jun 21, 5:52 PM ET
- Size
- 10.1 KB