NV5 Global, Inc. 4
4 · NV5 Global, Inc. · Filed Jul 11, 2016
Insider Transaction Report
Form 4
NV5 Global, Inc.NVEE
Liss Jeffrey A.
Director
Transactions
- Award
Common Stock
2016-07-08+1,000→ 8,678 total - Award
Common Stock
2016-04-14+427→ 7,678 total - Award
Common Stock
2016-07-11+362→ 9,040 total
Holdings
- 21,000(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Common shares issued in connection with the NV5 Director Compensation Plan. The Shares have been registered under the Securities Act of 1933, as amended, pursuant to a Registration Statement on Form S-8 (Reg. No. 333-187963), filed by the Company with, and declared effective by , the Securities and Exchange Commission on June 21, 2016.
- [F2]These restricted stock units vest in full as of the day immediately preceding the Issuer's next annual stockholder meeting. Vested shares will be delivered to the Reporting Person on the earlier of (i) Reporting Person's separation from service, (ii) immediately prior to consummation of a Change of Control or (iii) July 8, 2019.
- [F3]Jeffrey Liss is a trustee of the Nancy J. Liss Revocable Trust, dated 12/14/1999. Mr. Liss disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.