Home/Filings/4/0001437749-16-036121
4//SEC Filing

WINDTREE THERAPEUTICS INC /DE/ 4

Accession 0001437749-16-036121

$WINTCIK 0000946486operating

Filed

Jul 31, 8:00 PM ET

Accepted

Aug 1, 7:04 PM ET

Size

11.2 KB

Accession

0001437749-16-036121

Insider Transaction Report

Form 4
Period: 2016-07-28
Tattory John A
VP, Principal Acct Officer
Transactions
  • Award

    Common Stock

    2016-06-30$1.93/sh+1,088$2,1006,555 total(indirect: By Trust)
  • Award

    Incentive Stock Option (Right to Buy)

    2016-07-28+16,66616,666 total
    Exercise: $1.77From: 2017-07-28Exp: 2026-07-28Common Stock (16,666 underlying)
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2016-07-28+8,3348,334 total
    Exercise: $1.77From: 2017-07-28Exp: 2026-07-28Common Stock (8,334 underlying)
  • Award

    Common Stock

    2016-03-31$1.67/sh+1,077$1,7995,467 total(indirect: By Trust)
Holdings
  • Common Stock

    1,071
Footnotes (2)
  • [F1]Transaction reported on Table I represents Issuer's matching stock contribution pursuant to 401(k) plan.
  • [F2]This employee stock option shall vest in a series of three successive, equal installments beginning with the first anniversary of the grant.

Issuer

WINDTREE THERAPEUTICS INC /DE/

CIK 0000946486

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000946486

Filing Metadata

Form type
4
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 7:04 PM ET
Size
11.2 KB