|4Aug 8, 4:05 PM ET

WINDTREE THERAPEUTICS INC /DE/ 4

4 · WINDTREE THERAPEUTICS INC /DE/ · Filed Aug 8, 2016

Insider Transaction Report

Form 4
Period: 2016-08-04
Leone John R
Director
Transactions
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2016-08-04+15,00015,000 total
    Exercise: $1.84From: 2017-08-04Exp: 2026-08-04Common Stock (15,000 underlying)
  • Award

    Common Stock

    2016-08-04+4,34811,250 total
Footnotes (3)
  • [F1]Restricted stock units (RSUs), which represent a contingent right to receive the equivalent number of shares of common stock. The RSUs shall fully vest upon the first anniversary of the grant date or as provided under the Award Agreement and 2011 Plan.
  • [F2]Adjusted to reflect 1-for-14 reverse stock split effective January 22, 2016.
  • [F3]Stock option shall fully vest upon the first anniversary of the grant date or as provided under the Award Agreement and 2011 Plan.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4