Home/Filings/4/0001437749-16-036731
4//SEC Filing

WINDTREE THERAPEUTICS INC /DE/ 4

Accession 0001437749-16-036731

$WINTCIK 0000946486operating

Filed

Aug 7, 8:00 PM ET

Accepted

Aug 8, 4:05 PM ET

Size

7.2 KB

Accession

0001437749-16-036731

Insider Transaction Report

Form 4
Period: 2016-08-04
Leone John R
Director
Transactions
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2016-08-04+15,00015,000 total
    Exercise: $1.84From: 2017-08-04Exp: 2026-08-04Common Stock (15,000 underlying)
  • Award

    Common Stock

    2016-08-04+4,34811,250 total
Footnotes (3)
  • [F1]Restricted stock units (RSUs), which represent a contingent right to receive the equivalent number of shares of common stock. The RSUs shall fully vest upon the first anniversary of the grant date or as provided under the Award Agreement and 2011 Plan.
  • [F2]Adjusted to reflect 1-for-14 reverse stock split effective January 22, 2016.
  • [F3]Stock option shall fully vest upon the first anniversary of the grant date or as provided under the Award Agreement and 2011 Plan.

Issuer

WINDTREE THERAPEUTICS INC /DE/

CIK 0000946486

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000946486

Filing Metadata

Form type
4
Filed
Aug 7, 8:00 PM ET
Accepted
Aug 8, 4:05 PM ET
Size
7.2 KB