WINDTREE THERAPEUTICS INC /DE/ 4
4 · WINDTREE THERAPEUTICS INC /DE/ · Filed Aug 8, 2016
Insider Transaction Report
Form 4
ROSENTHALE MARVIN E
Director
Transactions
- Award
Common Stock
2016-08-04+4,348→ 6,211 total - Award
Non-Qualified Stock Option (Right to Buy)
2016-08-04+15,000→ 15,000 totalExercise: $1.84From: 2017-08-04Exp: 2026-08-04→ Common Stock (15,000 underlying)
Holdings
- 595(indirect: By Spouse)
Common Stock
- 1,071(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Restricted stock units (RSUs), which represent a contingent right to receive the equivalent number of shares of common stock. The RSUs shall fully vest upon the first anniversary of the grant date or as provided under the Award Agreement and 2011 Plan.
- [F2]Adjusted to reflect 1-for-14 reverse stock split effective January 22, 2016.
- [F3]Dr. Rosenthale disclaims beneficial ownership of shares held by, or for the benefit of, his spouse.
- [F4]Shares held by the Marvin and Patricia Rosenthale Family Revocable Trust; Marvin and Patricia Rosenthale, Trustees.
- [F5]Stock option shall fully vest upon the first anniversary of the grant date or as provided under the Award Agreement and 2011 Plan.